Compliance Testing Associate - Compliance, ShopeePay

Monee; Manila; On-site; PHP 600,000 - 900,000; Full time

Job summary

Monee in the Philippines seeks an experienced Compliance Testing Officer to oversee AML and regulatory testing under the approved plan. You will conduct periodic reviews of the Compliance program to identify improvements and document findings.

Responsibilities include developing, enhancing and executing testing plans, communicating results to senior management, and assisting in implementing remedial actions to strengthen the organization’s compliance posture.

Qualifications

• Bachelor's degree or 4-year course graduate.
• 3–6 years of experience in compliance or audit.
• Certification in Audit, Compliance, or Risk Management is an advantage (e.g., CPA, CIA, CAMS).
• Understanding of Compliance Testing Methodologies.
• Ability to provide sound judgment during review/investigation.
• Adequate knowledge of financial services processes and regulatory requirements (e.g., BSP Issuances).
• Proven communication with stakeholders.
• Able to work with minimal supervision.

Responsibilities

• Conduct periodic testing and reviews of the institution's Compliance program to assess its effectiveness and identify areas for improvement.
• Develop, enhance and/or execute AML and Regulatory testing plans, assessment of related regulatory and control requirements and documenting testing results and findings.
• Communicates testing results to the relevant stakeholders (i.e., senior management).
• Assists in the implementation of remedial actions to strengthen the organization’s compliance programs.
• Monitors implementation of action plans resulting from the compliance testing activity to ensure remediation.
• Other related tasks to be assigned by the immediate superior.

Skills

AML testing

Regulatory knowledge

Stakeholder communication

Independent working

Analytical judgment

Regulatory requirements

Education

Bachelor's degree / 4-year course

Certification in Audit/Compliance/Risk

Job description

Job Description

The Compliance Testing Officer will perform AML and Regulatory compliance assurance based on the approved Compliance Testing Plan and ad-hoc testing as the need arise.

• Responsible for conducting periodic testing and reviews of the institution's Compliance program to assess its effectiveness and identify areas for improvement.
• Duties include developing, enhancing and/or executing AML and Regulatory testing plans, assessment of related regulatory and control requirements and documenting testing results and findings.
• Communicates testing results to the relevant stakeholders (i.e., senior management).
• Assists in the implementation of remedial actions to strengthen the organization’s compliance programs.
• Monitors implementation of action plans resulting from the compliance testing activity to ensure remediation.
• Other related tasks to be assigned by the immediate superior.

Requirements

• Bachelor's Degree / 4-Year Course Graduate
• At least 3-6 years of experience
• Certification in Audit, Compliance, or Risk Management is an advantage (e.g., CPA, CIA, CAMS)
• Understanding of Compliance Testing Methodologies
• Ability to provide sound judgment during review and/or investigation
• Adequate knowledge of the financial services processes and relevant regulatory requirements (e.g., BSP Issuances)
• Must be proficient in communicating with other stakeholders
• Able to work with minimal supervision