Compliance & Licensing Officer

NightOwl Consulting; Quezon City; On-site; PHP 669,600 - 837,000; Full time

Benefits offered by this job

Above market salary

HMO on Day 1 for principal and two dependents

Government-mandated benefits

Performance-based Incentives

Quarterly Company Events

1,000 PHP De Minimis

Equipment and software provided

Job summary

A financial services company is seeking a Compliance & Licensing Officer to manage regulatory and licensing obligations. The role is vital for meeting federal and state-level compliance as the company expands its lending operations. Responsibilities include overseeing mortgage licenses, ensuring compliance with regulations, and acting as a designated AML Officer. The position offers a competitive salary and comprehensive benefits, including HMO from day one for employees and dependents.

Qualifications

• Proven experience managing compliance and licensing for a mortgage lender or broker.
• Able to serve as designated Compliance and/or AML Officer as required by certain states.
• Familiarity with NMLS, SAFE Act, and multi-state regulatory requirements.

Responsibilities

• Oversee and maintain all state mortgage licenses for Realfinity Mortgage.
• Ensure ongoing compliance with state and federal regulations.
• Act as the designated AML/Compliance Officer in applicable states.
• Coordinate license renewals, updates, and reporting.
• Support internal audits and regulatory filings.
• Stay ahead of regulatory changes impacting operations.

Skills

Compliance management

Licensing knowledge

Attention to detail

Organizational skills

Job description

Compliance & Licensing Officer

Department: Operations

Employment Type: Full Time

Location: Client

Compensation: ₱60,000 - ₱75,000 / month

Description

Seeking a Compliance & Licensing professional to manage all regulatory and licensing obligations across our operating states. This role is critical to ensuring we meet both federal and state-level compliance requirements as we grow our lending operations.

Key Responsibilities

• Oversee and maintain all state mortgage licenses for Realfinity Mortgage
• Ensure ongoing compliance with state and federal regulations (NMLS, RESPA, etc.)
• Act as the designated AML/Compliance Officer in applicable states
• Coordinate license renewals, updates, and reporting
• Support internal audits and regulatory filings
• Stay ahead of regulatory changes impacting our operation.

Skills, Knowledge and Expertise

• Proven experience managing compliance and licensing for a mortgage lender or broker
• Able to serve as designated Compliance and/or AML Officer as required by certain states
• Familiarity with NMLS, SAFE Act, and multi-state regulatory requirements
• Highly organized and detail-oriented

Benefits

• Above market salary
• HMO on Day 1 for principal and two dependents
• Government-mandated benefits
• Performance-based Incentives
• Quarterly Company Events
• 1,000 PHP De Minimis
• Equipment and software provided