Compliance Associate

LCC - Liberty Commercial Center Inc.; Legazpi; On-site; PHP 300,000 - 520,000; Full time

Job summary

LCC - Liberty Commercial Center Inc. is seeking a Compliance Associate to ensure adherence to laws, regulations, internal policies, and ethical standards.

The role includes monitoring compliance activities, reviewing documentation, and assisting in implementing corrective actions to maintain regulatory compliance. The position involves coordination with departments, maintaining records, preparing reports, and supporting risk assessments and training programs.

Qualifications

• Bachelor's degree in Business Administration, Accounting, Finance, or related field.
• Experience in compliance, audit, risk, or regulatory support is an advantage.
• Fresh graduates are welcome to apply.
• Basic knowledge of regulatory requirements and internal controls.
• Proficient in MS Office (especially Excel and documentation tools).
• Detail-oriented with strong analytical skills.

Responsibilities

• Assist in monitoring compliance with company policies, procedures, and regulatory requirements.
• Conduct routine checks and reviews of processes, transactions, and records.
• Identify potential compliance risks and report findings.
• Maintain compliance records, logs, and documentation.
• Prepare compliance reports, summaries, and status updates.
• Assist in developing and updating policies and procedures.
• Stay updated on applicable laws, regulations, and industry standards.
• Assist in internal and external compliance audits.
• Help track audit findings and corrective actions.

Skills

Analytical skills

Attention to detail

MS Office

Documentation

Education

Bachelor's degree in Business Administration, Accounting, Finance, or related field

Tools

MS Office

Job description

Job Summary

The Compliance Associate supports the organization in ensuring adherence to laws, regulations, internal policies, and ethical standards. The role assists in monitoring compliance activities, reviewing documentation, identifying risks, and helping implement corrective actions to maintain regulatory and organizational compliance.

Key Responsibilities

1. Compliance Monitoring

• Assist in monitoring compliance with company policies, procedures, and regulatory requirements.

• Conduct routine checks and reviews of processes, transactions, and records.

• Identify potential compliance risks and report findings.

2. Documentation & Reporting

• Maintain compliance records, logs, and documentation.

• Prepare compliance reports, summaries, and status updates.

• Assist in developing and updating policies and procedures.

3. Regulatory & Policy Support

• Stay updated on applicable laws, regulations, and industry standards.

• Assist in ensuring company practices align with regulatory requirements.

• Support implementation of compliance programs and controls.

4. Audit & Risk Support

• Assist in internal and external compliance audits.

• Help track audit findings and corrective actions.

• Support risk assessments and compliance reviews.

5. Training & Awareness

• Assist in organizing compliance training and awareness programs.

• Help communicate compliance policies and updates to employees.

6. Coordination

• Coordinate with departments regarding compliance requirements and issues.

• Support investigations related to policy violations when required.

Qualifications

• Bachelor’s degree in Business Administration, Accounting, Finance, or related field.

• Experience in compliance, audit, risk, or regulatory support is an advantage.

• Fresh graduates are welcome to apply

• Basic knowledge of regulatory requirements and internal controls.

• Proficient in MS Office (especially Excel and documentation tools).

• Detail-oriented with strong analytical skills.