Senior Compliance Manager, Hybrid – Banking & Finance

Placements24; Queenstown; Hybrid; NZD 90,000 - 150,000; Full time

Benefits offered by this job

Hybrid work arrangement

Competitive salary and performance‑dré

Job summary

Placements24 is seeking an experienced Compliance Manager to join a rapidly growing financial services provider in Queenstown. The role focuses on developing and maintaining robust compliance programs, conducting risk assessments, and managing regulatory interactions in a hybrid work setup.

The ideal candidate will have 6+ years in compliance within financial services, a relevant degree, and postgraduate or professional compliance certification.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or related discipline.
• Postgraduate qualification or professional compliance certification desirable.
• Minimum of 6 years in compliance, risk management, or regulatory affairs in financial services.
• Strong knowledge of SA financial regulations and compliance best practices.

Responsibilities

• Develop, implement, and maintain comprehensive compliance programs and policies across the organization.
• Conduct regular compliance reviews, risk assessments, and internal audits to identify potential breaches and areas for improvement.
• Monitor changes in relevant legislation and regulatory requirements (e.g., FAIS, FICA, POPIA) and ensure timely implementation of necessary updates.
• Provide expert guidance and training to staff on compliance matters and ethical conduct.
• Manage the company's relationship with regulatory bodies, including preparing and submitting required reports.
• Investigate reported compliance concerns and recommend appropriate remedial actions.
• Oversee the company's anti-money laundering (AML) and counter-terrorist financing (CTF) programs.
• Develop and implement effective risk management strategies to mitigate compliance-related risks.
• Ensure all compliance activities are accurately documented and maintained.
• Promote a strong culture of compliance and ethical behavior throughout the organization.

Skills

Leadership

Analytical thinking

Communication

Education

Bachelor's degree in Law/Finance/Business Administration

Postgraduate qualification or professional compliance certification

Job description

Placements24 is seeking an experienced Compliance Manager to join a rapidly growing financial services provider in Queenstown. The role focuses on developing and maintaining robust compliance programs, conducting risk assessments, and managing regulatory interactions in a hybrid work setup.

The ideal candidate will have 6+ years in compliance within financial services, a relevant degree, and postgraduate or professional compliance certification.