Compliance Analyst

Placements24; Queenstown; Hybrid; NZD 70,000 - 100,000; Full time

Benefits offered by this job

Hybrid work

Career development

Ethical workplace

Job summary

Placements24 is recruiting a meticulous Compliance Analyst to join a financial services firm in Queenstown. You will monitor, test, and investigate compliance issues to support risk management and regulatory adherence in a hybrid work setup.

The ideal candidate holds a bachelor's degree and 1–2 years in compliance or related areas, with strong Excel skills and sharp analytical abilities, and solid communication for reporting and audits.

Qualifications

• Bachelor's degree required in a related field.
• 1–2 years in compliance, audit, or risk in financial services.
• Solid understanding of financial regulations and compliance principles.
• Proficiency with Microsoft Excel and MS Office Suite.
• Strong written and verbal communication for reporting.

Responsibilities

• Assist in development and implementation of compliance policies and procedures.
• Conduct monitoring and testing of business activities for regulatory adherence.
• Investigate potential breaches and prepare reports.
• Maintain compliance records and documentation systems.
• Support for regulatory audits and examinations.

Skills

Analytical skills

Attention to detail

Communication skills

Regulatory knowledge

MS Office

Excel

Education

Bachelor's degree in Finance, Law, Business Administration, or related field

Tools

Excel

MS Office

Job description

About the Role

Our client seeks a meticulous and proactive Compliance Analyst to join their operations in Queenstown . This role is essential for ensuring the organization adheres to all applicable laws, regulations, and internal policies within the financial sector. You will support the compliance team by conducting monitoring, testing, and investigations, contributing to the overall integrity and risk management framework of the company. This is an excellent opportunity to build a career in compliance within the Eastern Cape's financial landscape .

Key Responsibilities

• Assist in the development and implementation of compliance policies and procedures.
• Conduct regular monitoring and testing of business activities to ensure adherence to regulations.
• Investigate potential compliance breaches and prepare detailed reports.
• Maintain compliance records and documentation systems.
• Stay updated on relevant regulatory changes affecting the financial industry.
• Support the Compliance Officer in preparing for regulatory audits and examinations.

Requirements

• Bachelor's degree in Finance, Law, Business Administration, or a related field.
• 1-2 years of experience in a compliance, audit, or risk management role, preferably within financial services.
• Understanding of key financial regulations and compliance principles.
• Proficiency in Microsoft Office Suite, particularly Excel.
• Strong analytical skills and meticulous attention to detail.
• Good written and verbal communication skills, essential for clear reporting and documentation in Queenstown .

Benefits

• Competitive salary and benefits package.
• Hybrid work arrangement offering a blend of office-based and remote flexibility.
• Opportunities for professional development and compliance certifications.
• Supportive work environment focused on continuous learning and ethical practices.
• Contribute to maintaining the trust and integrity of a financial institution.