Senior Compliance Leader: AML/CDD & Policy

SFI Markets; Amsterdam; On-site; EUR 95,000 - 140,000; Full time

Job summary

SFI Markets in Amsterdam is seeking a Senior Compliance Officer to lead the firm's AML/CDD program and ensure regulatory obligations are met while supporting growth. You will collaborate with senior stakeholders to translate regulatory developments into practical policies and controls.

You will oversee a small KYC team of three analysts, monitor MiFID II/MiFIR, GDPR, and related regulations, and provide training to foster a strong compliance culture across the business.

Qualifications

• 5+ years of compliance experience within a regulated financial institution.
• Bachelor's or Master's degree in a relevant field.
• Strong AML/CDD, MiFID II, MiFIR, Wft, GDPR, and DORA knowledge.
• Leadership potential with coaching mindset and willingness to guide others.

Responsibilities

• Act as the second line of defense for AML/CDD and broader compliance matters.
• Oversee and develop a team of three KYC Analysts.
• Monitor regulatory developments across MiFID II, MiFIR, Wft, GDPR, DORA, AML, and anti-bribery regulations.
• Translate regulatory changes into internal policies, procedures, and controls and ensure internal monitoring.
• Prepare compliance reports and respond to inquiries from regulators including AFM, DNB, and ESMA.
• Advise Front Office, Trading, and other stakeholders on compliance-related matters.
• Deliver training and promote a strong compliance culture across the business.
• Support audits, regulatory reviews, and strategic compliance initiatives.

Skills

AML/CDD knowledge

Regulatory knowledge

Stakeholder management

Leadership potential

Communication skills

English fluency

Dutch language (a plus)

Education

Bachelor's or Master's in Law/Business Administration/Political Science

Job description

SFI Markets in Amsterdam is seeking a Senior Compliance Officer to lead the firm's AML/CDD program and ensure regulatory obligations are met while supporting growth. You will collaborate with senior stakeholders to translate regulatory developments into practical policies and controls.

You will oversee a small KYC team of three analysts, monitor MiFID II/MiFIR, GDPR, and related regulations, and provide training to foster a strong compliance culture across the business.