Senior Compliance officer

SFI Markets; Amsterdam; On-site; EUR 95,000 - 140,000; Full time

Job summary

SFI Markets in Amsterdam is seeking a Senior Compliance Officer to lead the firm's AML/CDD program and ensure regulatory obligations are met while supporting growth. You will collaborate with senior stakeholders to translate regulatory developments into practical policies and controls.

You will oversee a small KYC team of three analysts, monitor MiFID II/MiFIR, GDPR, and related regulations, and provide training to foster a strong compliance culture across the business.

Qualifications

• 5+ years of compliance experience within a regulated financial institution.
• Bachelor's or Master's degree in a relevant field.
• Strong AML/CDD, MiFID II, MiFIR, Wft, GDPR, and DORA knowledge.
• Leadership potential with coaching mindset and willingness to guide others.

Responsibilities

• Act as the second line of defense for AML/CDD and broader compliance matters.
• Oversee and develop a team of three KYC Analysts.
• Monitor regulatory developments across MiFID II, MiFIR, Wft, GDPR, DORA, AML, and anti-bribery regulations.
• Translate regulatory changes into internal policies, procedures, and controls and ensure internal monitoring.
• Prepare compliance reports and respond to inquiries from regulators including AFM, DNB, and ESMA.
• Advise Front Office, Trading, and other stakeholders on compliance-related matters.
• Deliver training and promote a strong compliance culture across the business.
• Support audits, regulatory reviews, and strategic compliance initiatives.

Skills

AML/CDD knowledge

Regulatory knowledge

Stakeholder management

Leadership potential

Communication skills

English fluency

Dutch language (a plus)

Education

Bachelor's or Master's in Law/Business Administration/Political Science

Job description

Role Overview

As a Senior Compliance Officer, you will play a key role in ensuring SFI Markets meets its regulatory obligations while supporting the firm's continued growth. Working closely with senior stakeholders across the business, you will monitor regulatory developments, translate them into practical policies and procedures, and act as a trusted advisor on compliance matters.

Your primary responsibilities will focus on maintaining SFI's CDD framework up-to-date with any new rules and regulations as well as management and guidance to a team of three KYC Analysts, and the broader focus of the role extends to monitoring and maintaining SFI's compliance with any applicable financial regulations. While previous management experience is not required, this role is ideal for a senior compliance professional looking to take the next step into a leadership position.

This is an excellent opportunity for an experienced professional who enjoys combining regulatory expertise with stakeholder management in a fast-paced and entrepreneurial environment.

Key Responsibilities

• Regulatory Compliance: Act as the second line of defense for AML/CDD and broader compliance matters.
• Team Leadership: Oversee, support, and develop a team of three KYC Analysts.
• Regulatory Monitoring: Monitor developments across MiFID II, MiFIR, Wft, GDPR, DORA, AML, and anti-bribery regulations.
• Policy Development: Translate regulatory changes into internal policies, procedures, and controls and ensure internal monitoring.
• Reporting & Regulatory Liaison: Prepare compliance reports and respond to inquiries from regulators including AFM, DNB, and ESMA.
• Business Partnering: Advise Front Office, Trading, and other stakeholders on compliance-related matters.
• Training & Awareness: Deliver training and promote a strong compliance culture across the business.
• Project Work: Support audits, regulatory reviews, and strategic compliance initiatives.

What You'll Bring

• Experience: 5+ years of compliance experience within a regulated financial institution.
• Education: Bachelor's or Master's degree in Law, Political Science, Business Administration, or a related field.
• Regulatory Knowledge: Strong understanding of AML/CDD, MiFID II, MiFIR, Wft, GDPR, and DORA.
• Leadership Potential: An interest in coaching and developing others while taking on greater responsibility.
• Communication Skills: Strong analytical, communication, and stakeholder management skills.
• Languages: Fluency in English, Dutch is a plus.
• Location: Based in Amsterdam or willing to commute. A 32-hour work week can be considered.

Our Values at SFI Markets

Ownership MentalityWe take responsibility for our work and its impact, acting with accountability and intent.

ProactiveWe anticipate what's next, move quickly, and stay ahead in a fast-moving market.

ProfessionalWe operate with integrity, reliability, and high standards in every interaction.

TeamworkWe succeed together through collaboration, open communication, and mutual support.

Why Join SFI Markets?

This is a unique opportunity to take on a senior compliance role within a growing and entrepreneurial financial institution. You will work closely with senior stakeholders, help shape the firm's compliance framework, and gain leadership experience while guiding a small team. At SFI Markets, you will be encouraged to take ownership, broaden your impact, and further develop your career in an environment where initiative and expertise are highly valued. If you're ready for the next step in your compliance career, we'd love to hear from you.