Senior Specialist, Regulatory Reporting

RHB Banking Group; Kuala Lumpur; On-site; MYR 60,000 - 100,000; Full time

Job summary

RHB Banking Group is seeking a regulatory reporting professional to design and continually improve reports for the Board and Senior Management, and to coordinate periodic submissions to regulators. The role includes reviewing consolidated compliance reports, maintaining non-compliance incident records, and supporting governance discussions with clear, timely analysis.

The ideal candidate will assist in regulatory attestation, respond to regulator queries, and help implement action plans to

Responsibilities

• Design and continuously improve the reports to Board and Senior Management.
• Prepare and coordinate periodical reports to Board and Senior Management.
• Coordinate, review and analyse consolidated compliance reports from various SBG/SFGs
• Managing list of non-compliance incidents and letters received from Regulators for future reviews/analysis to Boards and Senior Management
• Reporting of regulatory non-compliance incident e.g. breach of secrecy incident to BNM
• Submission of periodic report request from regulator e.g. bi-weekly submission of risk
• Potential measures due to data breach to BNM, quarterly ATM, CDM, CRM, Branches and Staff BNM survey, quarterly confirmation on Prohibition for Participating and Facilitating
• Trading of Ringgit Overseas etc. and other adhoc BNM reporting
• Review of SREF resubmission for GCCO attestation to BNM
• Perform queries and assess action plan on non-compliance items
• Establish and monitor a regulatory submission register for compliance
• Attending queries/request by BNM/regulators i.e. consolidating reply by stakeholders, reviewing/sanity check on the replies and ensuring requests are attended on timely manner
• Administrator for Trade Surveillance team's ID, relief administrator for GRC Shared Folder, Coordinator for GRC call tree/BIA/BCM/FM & OM/adhoc exercise, KRI monthly reporter, due diligence confirmation request, contact point for NC incidents & letter from etc.
• Other tasks as requested by Head, GCR
• Unlock job insights

Job description

• - Design and continuously improve the reports to Board and Senior Management.
• - Prepare and coordinate periodical reports to Board and Senior Management.
• - Coordinate, review and analyse consolidated compliance reports from various SBG/SFGs
• - Managing list of non-compliance incidents and letters received from Regulators for future
• reviews/analysis to Boards and Senior Management

Regulatory reporting/attestation

• - Reporting of regulatory non-compliance incident e.g. breach of secrecy incident to BNM
• - Submission of periodic report request from regulator e.g. bi-weekly submission of risk
• potential measures due to data breach to BNM, quarterly ATM, CDM, CRM, Branches and
• Staff BNM survey, quarterly confirmation on Prohibition for Participating and Facilitating
• Trading of Ringgit Overseas etc. and other adhoc BNM reporting
• - Review of SREF resubmission for GCCO attestation to BNM
• - Perform queries and assess action plan on non-compliance items
• Establish and monitor a regulatory submission register for compliance
• - Attending queries/request by BNM/regulators i.e. consolidating reply by stakeholders,
• reviewing/sanity check on the replies and ensuring requests are attended on timely manner

Administrative Function

• - Administrator for Trade Surveillance team's ID, relief administrator for GRC Shared Folder,
• Coordinator for GRC call tree/BIA/BCM/FM & OM/adhoc exercise, KRI monthly reporter, due
• diligence confirmation request, contact point for NC incidents & letter from etc.

Other tasks as requested by Head, GCR

Unlock job insights

Hirer responsiveness Salary match Number of applicants

Banking & Credit More than 10,000 employees

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, “Together We Progress,” we continue building a sustainable and inclusive future with our customers and stakeholders.

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, “Together We Progress,” we continue building a sustainable and inclusive future with our customers and stakeholders.