Head, Capital Markets & Non-Broking

RHB Group; Kuala Lumpur; On-site; MYR 60,000 - 90,000; Full time

Job summary

RHB Banking Group in Malaysia seeks a seasoned compliance professional to develop and implement the compliance program across the group. You will coordinate and schedule required compliance training for employees, identify risks, and advise on mitigations to protect the organization.

You will keep senior management, the board and regulators informed on compliance issues, liaison with regulators to understand expectations, monitor regional offices, and guide staff to ensure proper succession

Responsibilities

• Developing, implementing and managing the compliance program.
• Coordinating and scheduling required compliance training for employees.
• Identifies risks that the organization faces and advises on how to avoid or address them.
• Keeping the Senior Management, Board of Directors and regulators informed on compliance issues.
• Liaise with regulator on regulatory matters to understand their expectation and ensure that all regulators’ requirements are being observed.
• Monitoring of the regional offices to provide guidance and direction on compliance matters.
• Guiding and developing of staffs to ensure proper succession planning.

Job description

• Developing, implementing and managing the complianceprogram.
• Coordinating and scheduling requiredcompliancetraining for employees.
• Identifies risks that the organization faces and advises on how to avoid or address them.
• Keeping the Senior Management, Board of Directors and regulators informed on compliance issues.
• Liaise with regulator on regulatory matters to understand their expectation and ensure that all regulators’ requirements are being observed.
• Monitoring of the regional offices to provide guidance and direction on compliance matters.
• Guiding and developing of staffs to ensure proper succession planning.
• undefined

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, “Together We Progress,” we continue building a sustainable and inclusive future with our customers and stakeholders.

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, “Together We Progress,” we continue building a sustainable and inclusive future with our customers and stakeholders.