Senior Specialist, Compliance Review Team 1

RHB Group; Kuala Lumpur; On-site; MYR 120,000 - 180,000; Full time

Job summary

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking.

With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. The Senior Specialist, Compliance Review Team 1 will plan and execute annual compliance reviews, monitor regulatory changes, collaborate with

Job description

Senior Specialist, Compliance Review Team 1

1. Perform and initiate annual compliance review plan, taking into consideration of the following:

• Approximately 208 branches nationwide
• Health checks for business/functional areas across the bank
• Gap assessments on new and/or revised regulatory requirements
• Forward-looking, current or emerging risk relating to regulations across all sectors
• New regulations that have been issued and/or updated by the regulators and fully implemented by the Bank within the past year

2. Always keep abreast with the latest regulatory updates, trends and best practices.

3. Collaborate with management to appropriately evaluate and investigate compliance issues/concerns identified during the review.

4. Conduct exit meetings with management to articulate any compliance issues/concerns.

5. Work closely with BCOs/BRCOs and the management to develop/implement corrective action plans for resolution of compliance issues/concerns.

6. Monitor the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any ad-hoc activities/requests from the regulators.

7. Ensure reporting of non-compliances or potential non-compliances are documented and reported to Board and Management.

8. Provide reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues/concerns.

9. Responsible for management of team members within the team, facilitating workflow and capacity management at team-level. Coach those within their team and help them to develop their careers. Resolve escalated issues raised by the team members.

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, "Together We Progress," we continue building a sustainable and inclusive future with our customers and stakeholders.

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, "Together We Progress," we continue building a sustainable and inclusive future with our customers and stakeholders.