Specialist, Compliance Review Team 1

RHB Group; Kuala Lumpur; On-site; MYR 90,000 - 130,000; Full time

Job summary

RHB Banking Group seeks a Compliance Review professional to perform annual compliance reviews across its nationwide branch network, conducting gap analyses and end-to-end/theme-based assessments. The role involves coordinating with BRCOs and management to identify issues and develop corrective actions.

You will monitor action plans, track regulator requests, and provide regular updates to the Board and executive team.

Qualifications

• Must keep abreast with latest regulatory updates, trends and best practices.
• End-to-end/in-depth review of guidelines or functions bank-wide via thematic review.
• Collaborate with management to evaluate and investigate compliance issues.
• Conduct exit meetings to articulate compliance issues/concerns.
• Develop and implement corrective action plans with BRCOs.
• Monitor corrective actions for closure of issues.
• Provide regular reports to Board and Management.

Responsibilities

• Perform end-to-end/in-depth review of a guideline or functional area bank-wide via thematic review.
• Collaborates with management to appropriately evaluate and investigate compliance issues/concerns identified during the review.
• Conducts exit meetings with management to articulate any compliance issues/concerns.
• Work closely with BRCOs and the management to develop/implement corrective action plans for resolution of compliance issues/concerns.
• Monitors correction action plans to ensure closure of compliance issues/concerns raised during the review.
• Monitors the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any adhoc activities/requests from the regulators.
• Ensure reporting of violations or potential violations are documented and reported to Board and Management.

Skills

Regulatory updates

Compliance review

Issue investigation

Board reporting

Exit meetings

Corrective action plans

Risk monitoring

Job description

Perform and initiates annual compliance review plan taking into consideration of the following: 208 branches nationwide212 health checks business/functional areas across the bank

Gap assessments on regulatory reporting and related regulatory requirements

Forward-looking, current or emerging risk relating to regulations across all sectors

New regulations that have been issued or updated by the regulators and fully implemented by the Bank within the past year

• Always keep abreast with the latest regulatory updates, trends and best practices.
• Perform end-to-end/in-depth review of a particular guideline or functional area bank-wide via thematic review.
• Collaborates with management to appropriately evaluate and investigate compliance issues/concerns identified during the review.
• Conducts exit meetings with management to articulate any compliance issues/concerns.
• Work closely with BRCOs and the management to develop/implement corrective action plans for resolution of compliance issues/concerns.
• Monitors correction action plans to ensure closure of compliance issues/concerns raised during the review.
• Monitors the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any adhoc activities/requests from the regulators.
• Ensure reporting of violations or potential violations are documented and reported to Board and Management.
• Provides reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues/concerns.

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Hirer responsiveness Salary match Number of applicants

Banking & Credit More than 10,000 employees

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, “Together We Progress,” we continue building a sustainable and inclusive future with our customers and stakeholders.

RHB Banking Group is a leading regional financial services provider headquartered and listed in Malaysia. Established in 1913, we offer comprehensive banking solutions across retail, business, corporate, and Islamic banking. With a strong presence in Malaysia and nine ASEAN countries, we are committed to delivering simple, fast, and seamless experiences. Guided by our brand promise, “Together We Progress,” we continue building a sustainable and inclusive future with our customers and stakeholders.

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