Senior Regulatory Compliance Review Lead

RHB Group; Kuala Lumpur; On-site; MYR 150,000 - 210,000; Full time

Job summary

RHB Group is seeking a Senior Compliance Manager to lead the annual compliance review program across Malaysia’s 208 branches, ensuring adherence to regulatory expectations. You will stay ahead of regulatory developments and advise on corrective actions.

The role requires coordinating with management, guiding team members, and reporting to the Board on compliance matters, with a focus on effective risk management and governance.

Responsibilities

• Perform and initiate annual compliance review plan across 208 branches nationwide.
• Always keep abreast with the latest regulatory updates, trends and best practices.
• Collaborate with management to evaluate and investigate compliance issues identified during the review.
• Conduct exit meetings with management to articulate any compliance issues.
• Work with BCOs/BRCOs and management to develop/implement corrective action plans for resolution of compliance issues.
• Monitor the performance of the annual compliance review plan and accommodate ad-hoc regulator requests.
• Ensure reporting of non-compliances or potential non-compliances to Board and Management.
• Provide reports on a regular basis to keep the Board and Management informed of compliance issues.
• Manage team members within the team, coach them, develop their careers, and resolve escalated issues.

Job description

RHB Group is seeking a Senior Compliance Manager to lead the annual compliance review program across Malaysia’s 208 branches, ensuring adherence to regulatory expectations. You will stay ahead of regulatory developments and advise on corrective actions.

The role requires coordinating with management, guiding team members, and reporting to the Board on compliance matters, with a focus on effective risk management and governance.