Regulatory Compliance Assurance Lead

RHB Group; Kuala Lumpur; Sur place; MYR 180 000 - 300 000; Plein temps

Résumé du poste

RHB Group in Kuala Lumpur seeks a Circle Lead in Regulatory Compliance Assurance to develop and maintain the annual compliance review plan and oversee its implementation across 208 branches and 212 business areas.

The role requires keeping up-to-date with regulatory changes, coordinating with BRCOs and business units, and reporting to the Board and Management on compliance issues and risks.

Responsabilités

• Develops, initiates and maintains the annual compliance review plan.
• Accounts for 208 branches across Malaysia.
• Covers 212 business/functional areas across the bank.
• Considers forward-looking, current or emerging regulatory risk across all sectors.
• Incorporates CRAM-based risk ratings.
• Incorporates new or updated regulations issued by regulators in the past year.
• Performs gap assessments on updated and new regulatory requirements.
• Accounts for regional entities under the bank.
• Keeps abreast with latest regulatory updates, trends and best practices.
• Collaborates with business/functional areas to evaluate and investigate compliance issues identified during the review.
• Develops and implements corrective action plans with BRCOs for resolution of compliance issues.
• Monitors performance of the annual compliance review plan and accommodates ad hoc regulator requests.
• Ensures reporting of violations to the Board and Management.
• Provides reports regularly to keep Board and Management informed of compliance issues.
• Provides on-the-ground coaching and guidance for team members.
• Coordinate/lead trainings for team members.
• Assist in hiring for required skillsets within the Circle/Chapter.

Description du poste

RHB Group in Kuala Lumpur seeks a Circle Lead in Regulatory Compliance Assurance to develop and maintain the annual compliance review plan and oversee its implementation across 208 branches and 212 business areas.

The role requires keeping up-to-date with regulatory changes, coordinating with BRCOs and business units, and reporting to the Board and Management on compliance issues and risks.