Investment Risk & Compliance Team Lead

CACEIS; Malaysia; On-site; MYR 90,000 - 150,000; Full time

Benefits offered by this job

Performance-based bonuses

Flexible benefits

Competitive compensation

World-class training program

Collaborative culture

Job summary

CACEIS Malaysia, a cornerstone of asset servicing located in IOI City, Putrajaya, is seeking an Investment Risk role to ensure the quality of restriction activities and timely delivery within the global CACEIS network.

You will work with local and global teams on UCITS control, analyses in ALTO, and interpretation of investment limits, while aligning with internal rules and procedures. The role requires 3–5 years of experience and a Bachelor degree, with a 9am–6pm schedule.

Qualifications

• Bachelor degree or equivalent.
• 3-5 years of relevant experience in investment risk.
• Solid understanding of UCITS and ESMA guidelines.

Responsibilities

• Ensure quality of Investment Restriction activities and meet deadlines.
• Input comments on analyses performed in ALTO.
• Adhere to Global and Local Rules & Procedures for production.
• Classify breaches and provide details to IR SME for review.
• Understand client/country investment limit specifics.
• Serve as first escalation point as delegate of Supervisor.
• Support UCITS control, impact calculation and reporting when needed.
• Provide technical production support and drive process improvements.

Skills

Investment risk

UCITS knowledge

Regulatory framework

Analytical skills

Education

Bachelor degree

Tools

ALTO

Risk management tools

Job description

CACEIS Malaysia, a cornerstone of asset servicing located in IOI City, Putrajaya, is seeking an Investment Risk role to ensure the quality of restriction activities and timely delivery within the global CACEIS network.

You will work with local and global teams on UCITS control, analyses in ALTO, and interpretation of investment limits, while aligning with internal rules and procedures. The role requires 3–5 years of experience and a Bachelor degree, with a 9am–6pm schedule.