Compliance Risk & Testing Lead - Monitoring & Improvement

Alliance Bank Malaysia Berhad; Kuala Lumpur; On-site; MYR 120,000 - 180,000; Full time

Job summary

Alliance Bank Malaysia Berhad seeks a Compliance professional to assist in developing the Enterprise Wide Compliance Risk Assessment Scorecard by entities and branches, and to help formulate the annual Compliance Review Plan for technologies. The role supports progress of bank-wide reviews and implementation.

You will conduct reviews per plan, monitor and report, provide recommendations to improve controls, and collaborate with all bank functions to meet technology regulatory requirements;

Qualifications

• High level of analytical thinking, problem-solving and interpersonal skills.

Responsibilities

• Assist on the development of Compliance Risk Assessment Scorecard by Entities and Branches.
• Assist to formulate and update the annual Compliance Review Plan pertaining to technologies review.
• Assist on the progress of the execution of bank wide reviews
• Conduct compliance review activity as per the Compliance Review Plan or ad-hoc reviews as and when requested by the Senior Management / Board / Regulators.
• Conduct compliance monitoring, review and reporting activities including independent validation of corrective action plans relating to compliance issues arising from compliance reviews.
• Provide constructive recommendations to Business/Support Units with the objective of improving the internal controls and compliance risk awareness within these units
• Provide periodic reports to Senior Management and BOD on status of reviews and review results.
• Collaborate with all functions of the Bank to ensure technology regulatory requirements.
• Attend to ad-hoc requests and other related matters as deemed necessary by the Group Chief Compliance Officer.

Skills

Analytical thinking

Problem-solving

Interpersonal skills

Communication skills

Risk & control mindset

Proactive

Team player

Education

Bachelor Degree in Banking/Finance

Computer Science / IT / Computer Engineering

Relevant Professional Qualification

Job description

Alliance Bank Malaysia Berhad seeks a Compliance professional to assist in developing the Enterprise Wide Compliance Risk Assessment Scorecard by entities and branches, and to help formulate the annual Compliance Review Plan for technologies. The role supports progress of bank-wide reviews and implementation.

You will conduct reviews per plan, monitor and report, provide recommendations to improve controls, and collaborate with all bank functions to meet technology regulatory requirements;