Assistant Manager, Group Compliance Monitoring & Testing

Alliance Bank Malaysia Berhad; Kuala Lumpur; On-site; MYR 120,000 - 180,000; Full time

Job summary

Alliance Bank Malaysia Berhad seeks a Compliance professional to assist in developing the Enterprise Wide Compliance Risk Assessment Scorecard by entities and branches, and to help formulate the annual Compliance Review Plan for technologies. The role supports progress of bank-wide reviews and implementation.

You will conduct reviews per plan, monitor and report, provide recommendations to improve controls, and collaborate with all bank functions to meet technology regulatory requirements;

Qualifications

• High level of analytical thinking, problem-solving and interpersonal skills.

Responsibilities

• Assist on the development of Compliance Risk Assessment Scorecard by Entities and Branches.
• Assist to formulate and update the annual Compliance Review Plan pertaining to technologies review.
• Assist on the progress of the execution of bank wide reviews
• Conduct compliance review activity as per the Compliance Review Plan or ad-hoc reviews as and when requested by the Senior Management / Board / Regulators.
• Conduct compliance monitoring, review and reporting activities including independent validation of corrective action plans relating to compliance issues arising from compliance reviews.
• Provide constructive recommendations to Business/Support Units with the objective of improving the internal controls and compliance risk awareness within these units
• Provide periodic reports to Senior Management and BOD on status of reviews and review results.
• Collaborate with all functions of the Bank to ensure technology regulatory requirements.
• Attend to ad-hoc requests and other related matters as deemed necessary by the Group Chief Compliance Officer.

Skills

Analytical thinking

Problem-solving

Interpersonal skills

Communication skills

Risk & control mindset

Proactive

Team player

Education

Bachelor Degree in Banking/Finance

Computer Science / IT / Computer Engineering

Relevant Professional Qualification

Job description

Enterprise Wide Compliance Risk Assessment

Assist on the development of Compliance Risk Assessment Scorecard by Entities and Branches.

Compliance Review Plan

Assist to formulate and update the annual Compliance Review Plan pertaining to technologies review.

Assist on the progress of the execution of bank wide reviews

Head Office Review / Testing

Conduct compliance review activity as per the Compliance Review Plan or ad-hoc reviews as and when requested by the Senior Management / Board / Regulators.

Conduct compliance monitoring, review and reporting activities including independent validation of corrective action plans relating to compliance issues arising from compliance reviews.

Provide constructive recommendations to Business/Support Units with the objective of improving the internal controls and compliance risk awareness within these units

Provide periodic reports to Senior Management and BOD on status of reviews and review results.

Collaborate with all functions of the Bank to ensure technology regulatory requirements.

Other Ancillary Functions

Attend to ad-hoc requests and other related matters as deemed necessary by the Group Chief Compliance Officer.

Job Requirements:

High level of analytical thinking, problem-solving and interpersonal skills

Good writing and communication skills

Possess a risk and control mindset

Proactive, able to work independently as well as a team

At least 5 years working experience in compliance, internal audit or risk & control management in a financial institution.

Regulatory compliance and banking operations experience is an added advantage

Relevant Professional Qualification or Bachelor Degree in Banking/Finance; Computer Science/Information Technologies/Computer Engineering would be an added advantage

Alliance Bank Malaysia Berhad and its subsidiary, Alliance Islamic Bank Berhad, offers banking and financial solutions through its consumer, SME, corporate, commercial and Islamic banking. The Bank provides easy access to its broad base of customers throughout the country via multi-pronged delivery channels that include retail branches, Privilege Banking Centres, Business Centres, Investment Bank branches, and mobile and Internet banking.

About Alliance Bank Malaysia Berhad

Alliance Bank Malaysia Berhad and its subsidiary, Alliance Islamic Bank Berhad, offers banking and financial solutions through its consumer, SME, corporate, commercial and Islamic banking. The Bank provides easy access to its broad base of customers throughout the country via multi-pronged delivery channels that include retail branches, Privilege Banking Centres, Business Centres, Investment Bank branches, and mobile and Internet banking.