Assistant Manager, Compliance and Risk Management open_in_new

iFAST; Kuala Lumpur; Sur place; MYR 90 000 - 130 000; Plein temps

Avantages offerts par ce poste

Insurance and medical benefits

Welcome lunch and teambuilding budget

Sports allowance

Résumé du poste

iFAST Corporation is seeking an Assistant Manager, Compliance and Risk Management in Kuala Lumpur. The role involves developing and maintaining compliance policies, advising senior management on regulatory matters, and monitoring regulatory developments to ensure adherence to laws and internal standards.

The ideal candidate holds a Bachelor’s degree in a related field, 3–5 years of compliance experience in financial services, and strong communication skills in English (Mandarin is a plus).

Qualifications

• Bachelor’s degree in Law, Finance, Risk Management, or a related discipline.
• 3–5 years of compliance experience in financial services or capital markets.
• Knowledge of capital market laws and regulatory requirements.
• Strong written and verbal communication in English; Mandarin is an added advantage.
• Excellent interpersonal, communication, and presentation skills.

Responsabilités

• Develop, implement, and maintain compliance policies, procedures, and internal controls.
• Provide compliance advisory and support to Senior Management and business units.
• Monitor regulatory developments and communicate updates to employees.
• Conduct compliance monitoring, surveillance, and testing.
• Prepare and submit regulatory reports to regulators (SC Malaysia, Bursa Malaysia, Bank Negara Malaysia).
• Prepare and present compliance reports to Senior Management, Risk Committee, and Board.

Connaissances

Regulatory knowledge

Communication skills

Attention to detail

Stakeholder engagement

Formation

Bachelor's degree

Description du poste

Assistant Manager, Compliance and Risk Management

Job Overview

Responsibilities:

• Develop, implement, and maintain compliance policies, procedures, and internal controls to mitigate regulatory and operational risks and ensure ongoing adherence to applicable laws, regulations, and internal standards.
• Provide compliance advisory and support to Senior Management and business units on regulatory, governance, and risk-related matters.
• Monitor regulatory developments and communicate relevant regulatory updates, guidance, and notices to employees in a timely manner.
• Conduct compliance monitoring, surveillance, and testing to assess adherence to iFAST policies, internal standards, and regulatory requirements.
• Prepare and submit regulatory reports and returns to regulators, including the Securities Commission Malaysia, Bursa Malaysia, and Bank Negara Malaysia.
• Prepare and present compliance reports to Senior Management, the Risk Committee, the Board of Directors, and other relevant stakeholders, as required.
• Assist in the organisation and preparation of Board and Committee meetings, including liaison with the Company Secretary on corporate secretarial and governance matters.
• Assist in designing, delivering, and maintaining compliance and regulatory training programmes to promote a strong compliance culture and regulatory awareness across the organisation.
• Apply and maintain sound working knowledge of Unit Trust Management and securities laws, guidelines, and regulatory requirements in advising the business and performing compliance oversight.
• Act as the primary liaison with regulators, external auditors, and internal auditors in relation to compliance-related enquiries, inspections, and information requests.
• Perform ad-hoc compliance-related duties as assigned by Senior Management from time to time.

Requirements:

• Bachelor’s degree in Law, Finance, Risk Management, or a related discipline.
• Minimum of 3 to 5 years of compliance experience within the financial services or capital markets industry.
• Sound knowledge of and familiarity with capital market laws, rules, and regulatory requirements.
• Strong written and verbal communication skills in English; proficiency in Mandarin is an added advantage.
• Good interpersonal, communication, and presentation skills, with the ability to engage effectively with stakeholders at all levels.
• Independent, detail-oriented, and able to exercise sound judgment in a regulated environment.

All applications will be treated in strict confidence. We regret that only shortlisted applicants will be notified.

Note: Job responsibilities / requirements are representative and are not intended to be a detailed list. Other tasks/abilities may be required of the incumbent, relative to the specific assignment.

Experience Level

Supervisory level ( i.e. Snr. Exec - AM)

Bachelor's Degree

Language

Malay,

Skillset

Detail-oriented,

Strong written and verbal communication skills

From quick bites to caffeine boosts, we’ve got you fuelled throughout the day.

Yearly activities

Think outdoor activities, CSR initiatives to festive celebrations and learning days, we make time for experience that bring people together and create moments worth remembering.

Remuneration package

Competitive remuneration including performance-based shares that reward results and recognize excellence.

Coverage

Insurance and medical benefits that support your wellbeing and give you peace of mind, so you can focus on what matters.

Welcome lunch, teambuilding budget and sports allowance to support team bonding and an active lifestyle.

Company Overview:

iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore,providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks,internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products,and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions,banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and UK.