Regional Compliance Auditor & Training Lead

Basal De Monterrey S.A. de C.V.; Monterrey; On-site; MXN 600,000 - 860,000; Full time

Job summary

Emergent Cold LatAm is seeking a Regional Compliance Audit Lead to define annual audit plans, methodologies, and reports for Mexico and the Caribbean. You will supervise cross-audit rotations, monitor metrics, and support investigations in coordination with the Compliance Committee.

Responsibilities include executing monitoring plans, acting as cross-auditor, and guiding third-party due diligence. Fluency in Spanish and English and 2–3 years of relevant experience are required.

Qualifications

• Bachelor’s degree in Accounting/Auditing (CPA) or Law is required.
• Minimum 2–3 years of relevant experience in compliance or audit roles.
• Desirable: Big 4 firm and/or multinational company experience.
• Spanish: native or advanced; English: intermediate.

Responsibilities

• Regional lead – Compliance Audit Plan: define annual plan, methodology, report templates and severity criteria; assign cross-audit rotation; review quality of audit reports; consolidate metrics and whistleblower channel metrics; support investigations; prepare reports for Compliance Director and Committee; coordinate with Internal Audit.
• Execute the Compliance Monitoring Plan in Mexico and the Caribbean: control testing, sample reviews and follow-up of third parties.
• Act as cross-auditor in formal compliance audits (second line) of other platforms, according to the regional plan; avoid auditing own platform or process where they lead.
• Support audits of Mexico and the Caribbean performed by other analysts (local coordination, documentation and logistics).
• Follow up on action plans with local management until closure, recording findings and status.
• Propose internal controls based on audit results and monitoring activities.
• Deliver regional training in Mexico and the Caribbean; adapt it locally; follow-up on completion; contribute content to regional plan.
• Manage third parties in Mexico and the Caribbean per Due Diligence Policy and supplier portal.
• Coordinate compliance initiatives and align methodology and reporting with other platform analysts.

Skills

Integrity

Analytical thinking

Clear communication

Autonomy

Results orientation

Education

Bachelor’s degree in Accounting/Auditing (CPA) or Law

Postgraduate studies in Compliance

Tools

Excel

Power BI

Job description

Emergent Cold LatAm is seeking a Regional Compliance Audit Lead to define annual audit plans, methodologies, and reports for Mexico and the Caribbean. You will supervise cross-audit rotations, monitor metrics, and support investigations in coordination with the Compliance Committee.

Responsibilities include executing monitoring plans, acting as cross-auditor, and guiding third-party due diligence. Fluency in Spanish and English and 2–3 years of relevant experience are required.