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Zusammenfassung
A leading placement company is looking for a Mid-Senior level professional to manage shareholder assistance, regulatory compliance based on the Companies Act, and SEBI regulations. This full-time role involves coordinating board meetings, legal document preparation, and managing the ESOP scheme. Ideal candidates will have a strong understanding of legal frameworks and excellent organizational skills.
Qualifikationen
Experience in coordinating shareholder grievances and legal compliance.
Ability to prepare legal documents and attend hearings.
Ability to coordinate between Registrar, RTA and shareholders.
Aufgaben
Coordinate between RTA and shareholders for grievances.
Prepare board meeting papers and distribute them.
Implement ESOP scheme and manage related filings.
Prepare board meeting papers and distribute to directors.
Arrange printing of Annual Report and coordinate AGM with RTA.
Draft and vet legal documents; assist counsels in litigation if needed.
Oversee ESOP implementation including grant letters and vesting notices.
Kenntnisse
Knowledge of the Companies Act, 2013
Knowledge of SEBI Regulations
Companies Act 2013
Governance
Tools
ROC filings
Jobbeschreibung
Job Description
Shareholder Assistance
To coordinate between the Registrar and Share Transfer Agent (RTA) and shareholders for resolving their grievances.
To receive shareholder complaints and answer them.
Processing and payment of dividend.
Downloading demat share transfer details from NSDL and CDSL.
Time based Statutory Compliance
To intimate buying and selling of shares by the promoters/ designated persons to the stock exchanges as per SEBI requirements.
To submit quarterly compliances to Stock Exchanges:
Details of pending and redressed Investor Complaints
Details of demat share transfers
Corporate Governance Report
Shareholding Pattern
Reconciliation of Share Capital Audit
To obtain secretarial audit certificate and submit the same to the stock exchange.
SEBI Regulations.
To submit the unaudited results to the stock exchange and coordinate for its publishing in News papers
To submit applicable e-forms to the Registrar of Companies (ROC) as and when required
Board Meetings
To prepare the board meeting papers and distributing to all the directors.
Annual General Meeting / Shareholder Meetings
To prepare and arrange for printing of Annual Report.
To coordinate with RTA for the holding of the meeting.
Drafting and vetting of various legal documents / Attending legal cases
To attend hearing of legal cases filed by/ against the Company and to assist in preparation of various documents as may be required by the counsels appointed by the Company.
ESOP
Implementation of the ESOP scheme of the Company including issue of grant letters, intimation of vested options and allotment of shares.
Filing of information of allotment with Stock Exchanges and ROC.
Knowledge required for performing Responsibilities:
Knowledge of the Companies Act, 2013 and various SEBI Regulations.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Legal
Industries
Manufacturing
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