KYC - onboarding

Allvest Securities Pvt. Ltd.; Kurla; Presencial; INR 700.000 - 1.100.000; Jornada completa

Descripción de la vacante

Allvest Securities Pvt. Ltd. is seeking a KYC Onboarding Executive to manage client onboarding for stock broking and depository services. You will verify documents, ensure regulatory compliance, and facilitate a smooth account opening experience for clients.

Responsibilities include end-to-end onboarding for trading and demat accounts, KYC verification per SEBI/NSDL/CDSL, AML/PMLA compliance, data validation, MIS reporting, and coordination with compliance and operations.

Formación

• Graduate in Commerce / Finance / Economics or equivalent.
• 5-7 years of experience in KYC and client onboarding in broking.
• NISM-Series VI (Depository Operations Certification) preferred.

Responsabilidades

• Handle end-to-end client onboarding for trading and demat accounts.
• Verify and process KYC documents as per SEBI, NSDL/CDSL regulations.
• Ensure AML and PMLA compliance.
• Coordinate with clients to collect and validate missing documents or resolve issues.
• Update client records and ensure timely account activation in back-office systems.
• Generate and maintain MIS reports related to KYC and account opening status.
• Work with compliance and operations teams to ensure smooth onboarding.
• Assist audits by providing required documentation.

Conocimientos

Attention to detail

Communication skills

Coordination

KYC/compliance knowledge

MS Excel proficiency

Educación

Graduate in Commerce / Finance / Economics or equivalent

NISM-Series VI (Depository Operations Certification)

Herramientas

MS Excel

KYC/Back-office software

Descripción del empleo

We are seeking a KYC Onboarding Executive to manage the client onboarding process for

our stock broking and depository services. The role involves verifying client documentation,

ensuring compliance with regulatory requirements, and facilitating a seamless account

opening experience for clients.

Key Responsibilities:

• Handle end-to-end client onboarding for trading and demat accounts.
• Verify and process KYC documents as per SEBI, NSDL/CDSL, and exchange regulations.
• Ensure compliance with AML (Anti-Money Laundering) and PMLA guidelines.
• Coordinate with clients to collect and validate missing documents or resolve
• Update client records and ensure timely account activation in the back-office system.
• Generate and maintain MIS reports related to KYC and account opening status.
• Work closely with compliance and operations teams to ensure smooth onboarding.
• Assist in internal and external audits by providing required documentation.
• Strong knowledge of KYC norms, PMLA, and SEBI regulations.
• Experience with stock broking / depository onboarding processes.
• Attention to detail and ability to identify discrepancies in documents.
• Proficient in MS Excel and KYC/Back-office software.
• Good communication and coordination skills.

Qualifications & Experience:

• Graduate in Commerce / Finance / Economics or equivalent
• 5-7 years of experience in KYC and client onboarding in broking
• NISM-Series VI (Depository Operations Certification) preferred.

Work Conditions:

• Working Days: 5/6 days as per company policy
• Timings: As per market hours / operational requirements