Kyc Manager

Moneylicious; Mumbai; On-site; INR 2,600,000 - 3,600,000; Full time

Job summary

Raise Financial Services (Dhan) is seeking an experienced KYC Manager for Non-Individual accounts, including Corporate, LLP, Partnership, NRI and Institutional clients.

You will lead offline KYC operations, ensure SEBI/Exchange/CDSL compliance, and drive automation initiatives while coordinating audits and regulatory inquiries.

Qualifications

• Experience in KYC for Non-Individual accounts including Corporate, LLP, Partnership, NRI, and Institutional clients.
• Hands-on expertise with Depository (CDSL) and Broking Operations.
• Strong knowledge of SEBI, Exchange, and Depository regulations.

Responsibilities

• Monitor end-to-end client onboarding, profile updates, and account closures across broking and depository platforms.
• Oversee KYC, CKYC, KRA, FATCA/CRS due-diligence in line with SEBI and Stock Exchange guidelines.
• Drive automation of due-diligence processes and ensure timely regulatory filings.
• Lead audits/inspections and resolve regulatory queries with zero non-compliance.
• Collaborate with Tech and Product teams to implement process improvements.
• Manage client grievances within SLAs and perform root-cause analysis.

Skills

KYC Management

Team Leadership

CDSL Operations

Regulatory Knowledge

Stock Exchange

Advanced Excel

Data Analysis

NISM VI/VII

Onboarding Processes

Audit Management

Education

B.Com / Finance

NISM Series VI/VII

Tools

CDSL Platforms

Regulatory Systems

Job description

Job Title: KYC Manager Non-Individual Accounts | Male Candidates are preferred

Company: Raise Financial Services (Dhan)

Location: Goregaon West, Mumbai (Preference for candidates residing in Mumbai's Western suburbs)

Experience: 5-8 years. Can email at [e-mail]

About the Role

We're looking for an experienced, detail-oriented KYC Manager to lead our offline KYC operations for Non-Individual accounts including Corporate, LLP, Partnership, NRI, and Institutional (MF/FPI/PMS) clients. This role requires strong, hands-on expertise in Depository (CDSL) and Broking Operations, managing physical/paper-based due diligence end-to-end while ensuring full compliance with SEBI, Exchange, and Depository regulations. You'll own KYC, CKYC, KRA, and FATCA/CRS frameworks, drive automation initiatives, and act as the primary point of contact for internal, external, and regulatory audits.

Key Responsibilities

• Monitor and govern end-to-end client onboarding, profile updates, modifications, and account closures across broking and depository platforms
• Oversee and automate KYC, CKYC, KRA, and FATCA/CRS due-diligence processes in line with SEBI, CDSL, and Stock Exchange guidelines, with a focus on complex Non-Individual accounts
• Ensure flawless day-to-day execution of depository operations with high accuracy and optimal turnaround times (TAT)
• Prepare, validate, and submit mandatory periodic regulatory reports and filings to CDSL and Stock Exchanges within statutory timelines
• Lead internal, external, concurrent, and regulatory audits/inspections, ensuring zero non-compliance and swift resolution of queries
• Monitor, track, and resolve client grievances within defined SLAs, driving root-cause analysis and corrective action
• Formulate and enforce SOPs and internal operational risk controls
• Partner closely with Technology and Product teams to drive operational automation and system enhancements

Required Skills & Qualifications

• 58 years of experience in Broking and Depository Operations, preferably with a SEBI-registered entity
• 2–3 years in a team lead / managerial capacity
• Strong hands-on experience in CDSL and Stock Exchange operations
• Solid understanding of SEBI regulations, CDSL rules, Exchange circulars, KRA, CKYC, FATCA, and CRS requirements
• Experience handling Non-Individual accounts — Corporates, LLPs, Partnerships, NRIs, MF, FPI, and PMS clients
• Strong grasp of client onboarding, account modification, and closure processes
• Experience managing audits, inspections, and regulatory queries
• Strong problem-solving skills for complex operational issues and escalations
• Ability to translate business/regulatory requirements into system workflows in partnership with Tech and Product teams
• Proficiency in Advanced Excel, MIS, and data analysis
• Bachelor's degree in Commerce, Finance, Business Administration, or related field
• NISM Series VI (Depository Operations) or NISM Series VII (Securities Operations and Risk Management) preferred