Company Secretary

Capri Global Capital (CGCL); Mumbai; Presencial; INR 1.800.000 - 2.400.000; Tempo integral

Resumo da vaga

Capri Global Capital (CGCL) seeks an experienced Company Secretary to lead governance and regulatory compliance for its NBFC/Housing Finance operations. You will manage board processes, ensure SEBI/RBI compliance, and coordinate with stock exchanges and regulators from Mumbai/District region.

The role requires 8–10 years in NBFC and ICSI membership, with strong drafting, governance and stakeholder management skills.

Qualificações

• ICSI membership with 8–10 years NBFC sector experience.
• Experience as a Company Secretary to drive governance and regulatory compliance.

Responsabilidades

• Manage company law compliances for group companies in financial services.
• Oversee NBFC/HFC related regulatory and SEBI/Listing compliance matters.
• Coordinate fund raising programmes incl. NCDs, private placements, CP, conversions.
• Implement corporate governance norms and ensure disclosure to stock exchanges.
• Liaise with stakeholders incl. ROC, exchanges, RTA, CDSL/NSDL.
• Support RBI, NHB, SEBI inspections and due diligence processes.
• Set up and monitor corporate governance processes and secretarial compliance.
• Organize Board/Committee meetings and maintain statutory records.
• Draft minutes, notices responses, and legal documentation; liaise with management.
• Brief senior counsels and law firms on legal matters; manage investor education/compliance.
• Handle IEPF compliance including unpaid/unclaimed dividends transfers.

Conhecimentos

ICSI member

Company Secretary

Descrição da vaga

Role & responsibilities:

• 1- Company law compliances and related matters of group companies engaged in Financial Services business.
• 2- Experience in entities dealing as Non-Banking Finance Company, Housing Finance Company, Fund Manager, Merchant Banking or Management, Asset Reconstruction or Asset Management companies.
• 3- Fund raising programmes including - Public Issue of NCDs, Private Placement, Commercial Paper, Conversion of ICD/Loan into Equity; SEBI Laws & Listing Regulations (Recently managed Public Issue of NCDs) Compliances with SEBI Laws and Listing Regulations in regards to the listed securities of financial services entities.
• 4- Establish and implementation of Corporate Governance norms and disclosure requirements, in accordance with the listing regulations, etc, to ensure effective dissemination of information to the Stock Exchanges. Stakeholders' Relations (Internal/External).
• 5- Liaising/dealings with Stakeholders - Includes internal teams and departments. Shareholders at large, Regulatory Authorities VIZ. ROC, Stock Exchanges, RTA, CDSL, NSDL etc.
• 6- Involved in inspections/due diligence conducted by regulatory authorities' viz., Reserve Bank of India, National Housing Bank, SEBI, for the financial services entitles. Corporate Governance/ process Management.
• 7- Setting- up, implementation and monitoring of corporate governance processes and streamlining procedures for compliance with Company law/ SEBI laws or listing requirements. Ensuring end-to-end secretarial and legal compliances for the Company.
• 8- Implementation of several Board Processes, conducting Board / Committee meetings, general meetings, maintenance and updating of statutory records, etc.
• 9- Provide relevant information, details and documents for effective decision making at the meeting, including drafting of minutes in well versed English, drafting of replies of various Notices, Legal documentation; Co-ordination and updating of various legal records; held the Key personnel position between the Advocates and Management team.
• 10- Briefing Senior Councils and Law Firms in various legal matters involving.
• 11- Having specialized experience in end-to-end management of Investor Education and Protection Fund (IEPF) compliances. Proven expertise in periodic transfer of unpaid/unclaimed dividends and shares to the IEPF Authority, processing IEPF-5 investor recovery claims, liaising with RTAs.

Skillsets and Requirement:

• 8 to 10 years of experience in the NBFC sector and are an ICSI member.
• Experienced in Company Secretary to drive governance excellence and regulatory compliance.