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NVTHK Limited is seeking an Operations Associate to support day-to-day account opening, client onboarding and KYC/AML reviews in a fast-paced brokerage environment.
You will handle daily operations, assist with instruction execution and settlement workflows, and coordinate with counterparties. The role requires attention to detail, teamwork, and the ability to work independently.
Provide day-to-day operational support on account opening, client onboarding, and KYC / AML documentation review.
Perform daily operations, including supporting instruction execution and settlement workflows in strict compliance with internal controls.
Assist in handling customer service inquiries and maintaining accurate operational records.
Coordinate with external counterparties, such as legal advisors, exchanges, and custodians.
Assist the team in reviewing and updating internal control procedures to support operational efficiency.
Support ad-hoc projects and assignments as required by management.
Requirements & Qualifications
Degree holder in Business Administration, Finance, or a related discipline.
1–2 years of experience in brokerage/financial operations; fresh graduates with relevant internship experience will also be considered.
Knowledge of account opening procedures, operations procedures, KYC/CDD requirements or compliance functions is an advantage.
High attention to detail, strong sense of responsibility, and good problem-solving ability.
Proactive, adaptable, and able to work independently as well as collaboratively in a fast-paced environment.
Proficient in MS Office applications (especially MS Excel).
Good command of written and spoken English and Chinese (Cantonese and Mandarin).