Operational Risk Analyst - Banking & Securities

Shanghai Commercial Bank Ltd; Hong Kong; On-site; HKD 420,000 - 720,000; Full time

Job summary

Shanghai Commercial Bank Ltd is seeking a capable risk management professional to support Securities Trading and Investment Products Trading teams. The role focuses on identifying operational risks, reviewing risk assessments, and maintaining compliance with internal procedures and regulatory requirements.

The candidate should have a degree in risk management, accounting or finance and at least 3 years in retail or corporate banking operations, with exposure to product governance and regulatory

Qualifications

• Degree holder in risk management, accounting, finance or related disciplines.
• Minimum 3 years working experience in Retail / Corporate Banking operations, preferably with exposure to control aspects and/or new product governance.
• Experience with Retail Banking Products, especially for securities and wealth management products is preferred.
• Good knowledge of operation workflow, product development, project management and related regulatory requirements.
• Good negotiation and relationship management skills and the ability to lead and influence.
• Good analytical skill as well as effective communication and writing skills in English and Chinese, including Mandarin.
• Proficient in MS Office applications.

Responsibilities

• Assist team leader to collaborate with various business units to maintain operational resilience in Securities Trading and Investment Products Trading.
• Assist to review and facilitate Business Units in conducting risk assessment via ORM tools (e.g., RCSA, KRIs), new/modified product assessment and gap analysis driven by Compliance Department.
• Assist to analyse the operating environment and business processes to identify the potential sources of operational risk.
• Assist to review the business activities to ensure adherence to internal procedures, policies and regulatory requirements.
• Assist to review the operational risk profile of Business Units and investigating operational risk events, and then prepare management reports.
• Coordinate with business owners to ensure relevant Business Unit’s policies & procedures are well in place and with appropriate controls to mitigate operational risks.

Skills

Risk management

Stakeholder management

Analytical skills

English & Chinese communication

MS Office

Education

Bachelor's degree in Risk Management/Accounting/Finance or related disciplines

Tools

RCSA

KRIs

Job description

Shanghai Commercial Bank Ltd is seeking a capable risk management professional to support Securities Trading and Investment Products Trading teams. The role focuses on identifying operational risks, reviewing risk assessments, and maintaining compliance with internal procedures and regulatory requirements.

The candidate should have a degree in risk management, accounting or finance and at least 3 years in retail or corporate banking operations, with exposure to product governance and regulatory