Custody Risk & Control Specialist

Bank of China (Hong Kong); Hong Kong; On-site; HKD 420,000 - 540,000; Full time

Job summary

Bank of China (Hong Kong) seeks a risk and compliance professional to support custody and investment risk management. You will help ensure compliance with internal policies and regulatory requirements and support control design and testing.

Responsibilities include risk and control assessments, KRI monitoring, due diligence participation, and assisting with information security controls and business continuity plans. Strong communication and meticulous work ethic are essential.

Qualifications

• 1-3 years or above experience with custody/risk management/compliance.
• Understanding of markets and investment instruments relevant to custody.
• Good understanding of product life cycle in custody.
• Familiarity with regulatory and compliance requirements.

Responsibilities

• Support business to manage legal, compliance, operational risk and reputational risk issues.
• Ensure compliance with internal policies and regulatory requirements.
• Identify key risks and ensure controls are in place to mitigate them.
• Conduct risk and control assessments (RACA), perform control tests and monitoring.
• Provide annual review on KRIs and ensure timely monthly reporting.
• Participate in product development and provide comments on due diligence documents.
• Coordinate implementation of information security controls and business continuity plan.

Skills

Risk management

Compliance

Regulatory knowledge

Interpersonal skills

Communication

Detail-oriented

Under pressure

English and Chinese

Job description

Bank of China (Hong Kong) seeks a risk and compliance professional to support custody and investment risk management. You will help ensure compliance with internal policies and regulatory requirements and support control design and testing.

Responsibilities include risk and control assessments, KRI monitoring, due diligence participation, and assisting with information security controls and business continuity plans. Strong communication and meticulous work ethic are essential.