Deputy Custody Manager, Risk & Control

Bank of China (Hong Kong) Limited; Hong Kong; Presencial; HKD 420.000 - 660.000; Tempo integral

Resumo da vaga

Bank of China (Hong Kong) Limited is seeking an experienced professional to support custody risk, compliance and regulatory tasks in a fast-paced environment.

You will identify key risks, implement controls, and conduct RACA with ongoing monitoring to ensure timely KRI reporting.

Qualificações

• 3 years or above experience with custody / risk management / compliance.
• Overall understanding and knowledge about various markets and investment instruments.
• Good understanding of product life cycle in custody.
• Good understanding of regulatory and compliance requirements.
• Strong interpersonal, communication and co-ordination skills to work with the team.
• Meticulous with details; diligent and efficient in follow-through.
• Able to work effectively under pressure arisen from workload and time constraints.
• Good command of both verbal and written English and Chinese, Fluency in Mandarin is preferred.
• Candidates with less experience will be considered as Assistant Custody Manager / Business Officer.

Responsabilidades

• Support business to manage any legal, compliance, operational risk and reputational risk issues.
• Ensure the business to comply with internal policy and regulatory requirements.
• Support business to identify its key risks and ensure that relevant controls are in place.
• Conduct risk and control assessments (RACA), perform control tests and ongoing monitoring.
• Provide annual review on key risk indicators (KRI) and ensure the monthly KRI to be reported on timely basis.
• Participate in the product development, review and provide comment on product due diligence documents.
• Coordinate the implementation of information security control and business continuity plan.

Conhecimentos

Interpersonal skills

Communication

Coordination

Attention to detail

Bilingual English/Chinese

Descrição da vaga

• Support business to manage any legal, compliance, operational risk and reputational risk issues.
• Ensure the business to comply with any internal policy and relevant regulatory requirements (e.g. HKMA SPM TB-1, ST-1 and SA-2 etc.) as well as any implementational work.
• Support business to identify its key risks and ensure that relevant controls are in place to mitigate these risks.
• Conduct risk and control assessments (RACA), perform control tests and ongoing monitoring.
• Provide annual review on key risk indicators (KRI) and ensure the monthly KRI to be reported on timely basis.
• Participate in the product development, review and provide comment on product due diligence documents.
• Coordinate the implementation of information security control and business continuity plan.

Job Requirements:

• 3 years or above experience with custody / risk management / compliance.
• Overall understanding and knowledge about various markets and investment instruments.
• Good understanding of product life cycle in custody.
• Good understanding of regulatory and compliance requirements.
• Strong interpersonal, communication and co-ordination skills to work with the team.
• Meticulous with details; diligent and efficient in follow-through.
• Able to work effectively under pressure arisen from workload and time constraints.
• Good command of both verbal and written English and Chinese, Fluency in Mandarin is preferred.
• Candidates with less experience will be considered as Assistant Custody Manager / Business Officer.