Deputy Custody Manager/ Assistant Custody Manager / Business Officer, Risk & Control

Bank of China (Hong Kong); Hong Kong; Presencial; HKD 420.000 - 540.000; Jornada completa

Descripción de la vacante

Bank of China (Hong Kong) seeks a risk and compliance professional to support custody and investment risk management. You will help ensure compliance with internal policies and regulatory requirements and support control design and testing.

Responsibilities include risk and control assessments, KRI monitoring, due diligence participation, and assisting with information security controls and business continuity plans. Strong communication and meticulous work ethic are essential.

Formación

• 1-3 years or above experience with custody/risk management/compliance.
• Understanding of markets and investment instruments relevant to custody.
• Good understanding of product life cycle in custody.
• Familiarity with regulatory and compliance requirements.

Responsabilidades

• Support business to manage legal, compliance, operational risk and reputational risk issues.
• Ensure compliance with internal policies and regulatory requirements.
• Identify key risks and ensure controls are in place to mitigate them.
• Conduct risk and control assessments (RACA), perform control tests and monitoring.
• Provide annual review on KRIs and ensure timely monthly reporting.
• Participate in product development and provide comments on due diligence documents.
• Coordinate implementation of information security controls and business continuity plan.

Conocimientos

Risk management

Compliance

Regulatory knowledge

Interpersonal skills

Communication

Detail-oriented

Under pressure

English and Chinese

Descripción del empleo

• Support business to manage any legal, compliance, operational risk and reputational risk issues.
• Ensure the business to comply with any internal policy and relevant regulatory requirements (e.g. HKMA SPM TB-1, ST-1 and SA-2 etc.) as well as any implementational work.
• Support business to identify its key risks and ensure that relevant controls are in place to mitigate these risks.
• Conduct risk and control assessments (RACA), perform control tests and ongoing monitoring.
• Provide annual review on key risk indicators (KRI) and ensure the monthly KRI to be reported on timely basis.
• Participate in the product development, review and provide comment on product due diligence documents.
• Coordinate the implementation of information security control and business continuity plan.
  

Job Requirements:

• 1 - 3 years or above experience with custody / risk management / compliance.
• Overall understanding and knowledge about various markets and investment instruments.
• Good understanding of product life cycle in custody.
• Good understanding of regulatory and compliance requirements.
• Strong interpersonal, communication and co-ordination skills to work with the team.
• Meticulous with details; diligent and efficient in follow-through.
• Able to work effectively under pressure arisen from workload and time constraints.
• Good command of both verbal and written English and Chinese, Fluency in Mandarin is preferred.