Client Services Manager - Wealth & Brokerage

CITIC Securities International; Hong Kong; On-site; HKD 480,000 - 700,000; Full time

Job summary

CITIC Securities International in Hong Kong is seeking a capable brokerage administrator to support internal and external clients. You will help ensure account onboarding, transaction execution, and regulatory compliance across HK and regional markets while coordinating with sales, account executives, and client services teams.

The role involves AML screening, policy gatekeeping, and potential progression to a Manager position for experienced candidates, with opportunities to contribute to

Qualifications

• University degree in finance or business is preferred.
• SFC licenses for Type 1, 7 and/or 8 regulated activities.
• Experience with Type 2 or mid-back office in financial products is a plus.
• Strong interpersonal and communication skills.
• Ability to work under pressure and be a team player.
• Proficient in English and Chinese; Putonghua preferred.
• Experienced candidates may be offered a Manager position.

Responsibilities

• Provide full brokerage administration services to internal and external clients.
• Ensure compliance with Wealth Management and Retail & High-Net-Worth policy and regulatory requirements.
• Execute securities/futures transactions and other financial products for HK and regional markets.
• Handle client on-boarding documents and inquiries.
• Conduct client name screening to fulfill AML/audit requirements.
• Backup to Client Services Officers as needed.
• Guide junior staff to achieve team goals.

Skills

Interpersonal skills

Communication skills

Teamwork

English & Chinese language skills

AML/compliance awareness

Education

Degree in Finance/Business

Job description

CITIC Securities International in Hong Kong is seeking a capable brokerage administrator to support internal and external clients. You will help ensure account onboarding, transaction execution, and regulatory compliance across HK and regional markets while coordinating with sales, account executives, and client services teams.

The role involves AML screening, policy gatekeeping, and potential progression to a Manager position for experienced candidates, with opportunities to contribute to