Client Services & KYC Compliance Specialist

SDIC Securities International Financial Holdings Limited; Hong Kong; On-site; HKD 240,000 - 360,000; Full time

Job summary

SDIC Securities International Financial Holdings Limited is seeking a detail-oriented banking professional to support the sales team and client on-boarding. You will perform KYC/AML checks, conduct ongoing CDD, and assist front office with inquiries and credit reviews.

Fluency in English and Chinese (Cantonese & Mandarin) is essential. The role requires a Bachelor’s degree in Finance with at least 1 year of relevant banking experience and strong MS Office skills.

Qualifications

• Bachelor’s degree in Finance or related field.
• Minimum 1 year of relevant experience in banking or financial institutions is preferable.
• SFC (Type 1 & 2) Licensed holder is preferred or required.
• Good analytical, reporting, and communication skills.
• Proficiency in English and Chinese (Cantonese & Mandarin).

Responsibilities

• Provide support to the sales team and assist in cultivating client relationships.
• Handle account opening for individuals and corporates per SFC rules and internal guidelines.
• Perform KYC and AML checks and conduct ongoing CDD reviews and name screening.
• Assist in responding to inquiries and support front office and business units.
• Respond to client inquiries via email and hotline.
• Assist in margin calls and credit reviews to monitor creditworthiness.
• Prepare regular management reports and assist in writing official documents.
• Participate in ad hoc assignments and projects as required.

Skills

KYC/AML checks

Customer service

Reporting

Education

Bachelor’s degree in Finance

Tools

MS Office

Job description

SDIC Securities International Financial Holdings Limited is seeking a detail-oriented banking professional to support the sales team and client on-boarding. You will perform KYC/AML checks, conduct ongoing CDD, and assist front office with inquiries and credit reviews.

Fluency in English and Chinese (Cantonese & Mandarin) is essential. The role requires a Bachelor’s degree in Finance with at least 1 year of relevant banking experience and strong MS Office skills.