KYC & AML Operations Specialist

CICC

Hong Kong

On-site

HKD 240,000 - 360,000

Full time

2 days ago

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Job summary

CICC in Hong Kong seeks a detail-oriented professional to support KYC/AML processes and account maintenance. The role requires reviewing opening docs, verifying FATCA/CRS/PI status, and ensuring proper filing of profiles and proofs.

You will coordinate with compliance, legal, risk, and clients to meet regulatory standards. The ideal candidate has 1 year in financial services, strong English and Mandarin, and a degree in accounting/finance/business/economics.

Qualifications

1 year of related working experience in financial institutions.
Bachelor's degree or above in Accounting, Finance, Business or Economics (preferred).
Fluent in English and Mandarin (spoken and written).

Responsibilities

Review account opening documentation and ensure regulatory requirements are met.
Check FATCA, CRS, PI and AML status for accounts.
Data capture and validation in systems; support account maintenance.
File account profiles with documentary proofs accurately.
Follow up on outstanding documentation to meet KYC/AML guidelines.
Freeze/close accounts with outstanding documents in a timely manner.
Perform periodic AML/CRS/FATCA/PI/dormant reviews and coordinate with units.
Liaise with compliance, legal, business units, risk, clients, brokers, and providers.
Handle systems enhancements and UAT when required; perform ad hoc tasks.