Central Compliance Lead - Banking Regulation & Risk

ZA Bank Limited; Hong Kong; On-site; HKD 600,000 - 1,200,000; Full time

Job summary

ZA Bank Limited in Hong Kong is seeking a seasoned Compliance/Risk professional to analyse regulatory requirements and oversee licensing-related activities. You will work with key stakeholders to ensure ongoing compliance, handle regulatory filings, and support examinations conducted by regulators.

The role requires a minimum of five years in a bank or regulatory setting, with familiarity across HKMA, SFC and IA guidelines.

Qualifications

• Minimum 5 years in a compliance/risk role within a bank or regulatory body.
• Familiar with HKMA, SFC and IA codes and guidelines on banking, investment and insurance.
• Excellent verbal and written communication in English, Cantonese and Mandarin.

Responsibilities

• Analyse the potential impacts of regulatory requirements and advise on compliance.
• Assist Team Head/Department Head to ensure internal policies meet regulatory standards.
• Handle licensing matters and related monitoring, regulatory filing and reporting.
• Provide compliance training and promote compliance awareness among staff.
• Liaise with regulators on compliance matters and regulatory examinations.
• Tackle ad-hoc projects as assigned.

Skills

Compliance awareness

Regulatory knowledge

Analytical skills

Stakeholder management

Communication skills

Education

Law/Finance/Business degree

CPA advantage

Job description

ZA Bank Limited in Hong Kong is seeking a seasoned Compliance/Risk professional to analyse regulatory requirements and oversee licensing-related activities. You will work with key stakeholders to ensure ongoing compliance, handle regulatory filings, and support examinations conducted by regulators.

The role requires a minimum of five years in a bank or regulatory setting, with familiarity across HKMA, SFC and IA guidelines.