AVP, Regulatory Controls & Non-Financial Risk (Asia)

Jefferies; Hong Kong; Presencial; HKD 900.000 - 1.200.000; Jornada completa

Descripción de la vacante

Jefferies in Hong Kong is seeking a compliance professional to support the design, implementation and monitoring of non-financial risk controls for Asian markets. This role sits in the 1st line of defense and collaborates with Trading/Sales and Corporate Functions to ensure robust governance.

The candidate will own end-to-end controls, drive regulatory reporting, and guide supervisors while working with stakeholders across functions. 6–8 years in equities compliance is expected.

Formación

• 6–8+ years in equities compliance or related control function.
• Knowledge of Asian equity markets and regulations.
• Experience with regulatory change programs.
• Experience coordinating with Trading/Sales, COO, Operations and Tech.

Responsabilidades

• Design & execution of regulatory compliance controls.
• Own end-to-end reporting, processes and controls for regulatory compliance.
• Coordinate with stakeholders across trading/sales, Compliance, Operations and Technology.
• Implement and test controls; ensure timely execution and regulatory commitments.
• Lead planning with Corporate Function for implementation.
• Perform risk reviews and monitor actions for timely closure.
• Govern governance reporting and metrics for ongoing compliance.
• Guide trading/sales supervisors on controls.
• Document regulatory changes with appropriate controls and update procedures.

Conocimientos

Equities compliance

Regulatory change management

Stakeholder management

Educación

Bachelor's degree or equivalent

Descripción del empleo

Jefferies in Hong Kong is seeking a compliance professional to support the design, implementation and monitoring of non-financial risk controls for Asian markets. This role sits in the 1st line of defense and collaborates with Trading/Sales and Corporate Functions to ensure robust governance.

The candidate will own end-to-end controls, drive regulatory reporting, and guide supervisors while working with stakeholders across functions. 6–8 years in equities compliance is expected.