VP/AVP, Compliance Risk Oversight & Regulatory Coordination

Hong Kong Exchanges and Clearing Limited (HKEX); Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Hong Kong Exchanges and Clearing Limited (HKEX) is seeking a VP/AVP to lead the Compliance Risk Oversight & Regulatory Coordination function within Group Compliance. You will manage risk-based reviews, oversee issue management, and coordinate regulatory responses to strengthen controls across divisions.

The role emphasizes collaboration, policy development, and training to embed digital solutions in compliance processes, supporting HKEX's integrity and public-interest obligations.

Responsibilities

• Develop and implement risk-based reviews over compliance with policies.
• Maintain and execute the Compliance Issue Management program; oversee issues and action plans.
• Provide compliance advice and support to divisions ensuring alignment with laws and policies.
• Support regulatory reviews by authorities (e.g., SFC) and draft remediation actions.
• Draft and maintain internal compliance policies, procedures and guidelines.

Job description

Hong Kong Exchanges and Clearing Limited (HKEX) is seeking a VP/AVP to lead the Compliance Risk Oversight & Regulatory Coordination function within Group Compliance. You will manage risk-based reviews, oversee issue management, and coordinate regulatory responses to strengthen controls across divisions.

The role emphasizes collaboration, policy development, and training to embed digital solutions in compliance processes, supporting HKEX's integrity and public-interest obligations.