VP/AVP, Compliance Risk Oversight & Regulatory Coordination
Hong Kong Exchange
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Job summary
Hong Kong Exchange invites applications for the role of VP/AVP Compliance Risk Oversight & Regulatory Co-ordination. Reporting to the Head of Compliance Risk Oversight & Regulatory Co-ordination, you will lead risk-based reviews, manage the Compliance Issue Management program, and advise multiple divisions to ensure alignment with laws and internal policies.
You will drive regulatory reviews including SFC examinations, contribute to policy drafting and training, and partner with digital
Job description
Hong Kong Exchange invites applications for the role of VP/AVP Compliance Risk Oversight & Regulatory Co-ordination. Reporting to the Head of Compliance Risk Oversight & Regulatory Co-ordination, you will lead risk-based reviews, manage the Compliance Issue Management program, and advise multiple divisions to ensure alignment with laws and internal policies.
You will drive regulatory reviews including SFC examinations, contribute to policy drafting and training, and partner with digital
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