Assistant Supervisor, Business Risk & Control

BOCI-Prudential Trustee Limited; Hong Kong; On-site; HKD 420,000 - 620,000; Full time

Job summary

BOCI-Prudential Trustee Limited is hiring an Assistant Supervisor, Business Risk & Control in Hong Kong. The role focuses on identifying, assessing, and mitigating risks while ensuring operations comply with internal policies and regulatory requirements.

The successful candidate will formulate internal controls, conduct risk assessments, and coordinate with auditors and business units on BCP activities. A degree in a related field and 3+ years' experience in risk-related areas are required.

Qualifications

• Bachelor’s degree or above in risk management, finance, business, accounting or related discipline.
• At least 3 years of relevant working experience in risk management, internal control, audit or compliance in banking and financial industry.
• Ability to work independently and also part of a team.
• Strong communication skills and interpersonal skills.
• Proficient in PC applications including Excel, Word and PowerPoint.
• Excellent command in written and spoken English, Chinese and Putonghua.

Responsibilities

• Identify, assess, and mitigate risks, including reviewing risk events and conducting assessments.
• Ensure business operations align with internal policies and regulatory requirements.
• Formulate internal control and operational procedures and provide opinions on the operating procedure of the business unit.
• Conduct regular risk assessments and reviewing incident cases.
• Coordinate and liaise with relevant parties and internal auditors on audit work.
• Coordinate and liaise with business unit on BCP activities.

Skills

Risk management

Internal control

Audit

Compliance

Communication

Teamwork

Education

Bachelor’s degree or above in risk management, finance, business, accounting or related discipline

Tools

Excel

Word

PowerPoint

Job description

Assistant Supervisor, Business Risk & Control

Identify, assess, and mitigate risks, including reviewing risk events and conducting assessments.

Ensure business operations align with internal policies and regulatory requirements.

Formulate internal control and operational procedures and provide opinions on the operating procedure of the business unit.

Conduct regular risk assessments and reviewing incident cases

Coordinate and liaise with relevant parties and internal auditors on audit work.

Coordinate and liaise with business unit on BCP activities.

Requirements:

Bachelor’s degree or above in risk management, finance, business, accounting or related discipline.

At least 3 years of relevant working experience in risk management, internal control, audit or compliance in banking and financial industry.

Ability to work independently and also part of a team.

Strong communication skills and interpersonal skills

Proficient in PC applications including Excel, Word and Power point presentation

Excellent command in written and spoken English, Chinese and Putonghua

Candidates with more experience will be considered as Supervisor, Business Risk & Control;

We are an equal opportunities employer committed to equality, ethics, inclusivity, diversity and transparency. The personal data provided/collected in the "Application for Employment" will be treated with strictest confidentiality and will only be used by The Company to assess your suitability for the position for which you have applied, and be used as reference to determine preliminary remuneration and benefit package if you are selected for the position. Applicants who are not contacted within 6 weeks may consider their application unsuccessful. Information you provide for employment application purposes may be passed to other department(s) within the Company or its subsidiary or affiliates for further consideration.

Please note that all information provided in the course of employment application with the Company will not be returned to the applicant after the interview. In accordance with the Company policy, personal data of unsuccessful applicants will be retained for no more than 12 months and will be destroyed after the retention period. If there is a vacancy arises in the company during the retention period, your profile may be transferred to the department(s) for further consideration.

If you wish to access and to correct your personal data in relation to your application, please make your request to the Human Resources Department at 15/F, 1501-1507 & 1513-1516, 1111 King’s Road, Taikoo Shing, Hong Kong.

BOCI-Prudential Trustee Limited (“BOCI-Prudential Trustee”) is a joint venture founded by BOC Group Trustee Company Limited1 and Prudential Corporation Holdings Limited in 1999 and affiliated to the Bank of China Group. BOCI-Prudential Trustee has over 20 years of experience in trustee management and mainly provides trustee and fund administration, custody, as well as transfer agency and registry services for a variety of funds and retirement protection schemes.