Strategic Compliance and Operational Risk Manager

Bank of China (Hong Kong); Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job description

• Conduct regular operations and compliance monitoring program on risky areas to ensure the business processes are in accordance with regulatory requirements and policies of the Bank
• Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
• Monitor the implementation of rectifications and enhancement measures in relation to operations risk management and compliance issues
• Work closely with business and second line of defense to implement regulatory and internal requirements on compliance and operation risk related issues
• Assist the business in drafting policies and procedures that meet local regulatory and Bank requirements.
• Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related issues
• Conduct training to staff for promoting compliance and operational risk management awareness
  
  

Responsibilities

• Conduct regular operations and compliance monitoring program on risky areas to ensure the business processes are in accordance with regulatory requirements and policies of the Bank
• Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
• Monitor the implementation of rectifications and enhancement measures in relation to operations risk management and compliance issues
• Work closely with business and second line of defense to implement regulatory and internal requirements on compliance and operation risk related issues
• Assist the business in drafting policies and procedures that meet local regulatory and Bank requirements.
• Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related issues
• Conduct training to staff for promoting compliance and operational risk management awareness
  
  

Requirements:

• Degree or above, preferably with relevant qualification (e,g. CPA, ACCA, CAMS, CIA, ECF-ORM Role 2 - Professional Level etc.)
• 1 - 3 years solid experience in banking operations, of which specialized in operational risk management or relevant experience in internal control or auditing
• Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
• Good team player
• Good communication skill (including in Cantonese, Mandarin, English, spoken and written)
• Candidates with less experience will be considered as Assistant Business Compliance and Operational Risk Manager
  
  

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.