Assistant Risk & Control Supervisor — Banking & Compliance

BOCI-Prudential Trustee Limited; Hong Kong; On-site; HKD 420,000 - 620,000; Full time

Job summary

BOCI-Prudential Trustee Limited is hiring an Assistant Supervisor, Business Risk & Control in Hong Kong. The role focuses on identifying, assessing, and mitigating risks while ensuring operations comply with internal policies and regulatory requirements.

The successful candidate will formulate internal controls, conduct risk assessments, and coordinate with auditors and business units on BCP activities. A degree in a related field and 3+ years' experience in risk-related areas are required.

Qualifications

• Bachelor’s degree or above in risk management, finance, business, accounting or related discipline.
• At least 3 years of relevant working experience in risk management, internal control, audit or compliance in banking and financial industry.
• Ability to work independently and also part of a team.
• Strong communication skills and interpersonal skills.
• Proficient in PC applications including Excel, Word and PowerPoint.
• Excellent command in written and spoken English, Chinese and Putonghua.

Responsibilities

• Identify, assess, and mitigate risks, including reviewing risk events and conducting assessments.
• Ensure business operations align with internal policies and regulatory requirements.
• Formulate internal control and operational procedures and provide opinions on the operating procedure of the business unit.
• Conduct regular risk assessments and reviewing incident cases.
• Coordinate and liaise with relevant parties and internal auditors on audit work.
• Coordinate and liaise with business unit on BCP activities.

Skills

Risk management

Internal control

Audit

Compliance

Communication

Teamwork

Education

Bachelor’s degree or above in risk management, finance, business, accounting or related discipline

Tools

Excel

Word

PowerPoint

Job description

BOCI-Prudential Trustee Limited is hiring an Assistant Supervisor, Business Risk & Control in Hong Kong. The role focuses on identifying, assessing, and mitigating risks while ensuring operations comply with internal policies and regulatory requirements.

The successful candidate will formulate internal controls, conduct risk assessments, and coordinate with auditors and business units on BCP activities. A degree in a related field and 3+ years' experience in risk-related areas are required.