Asset Management Regulatory Compliance Pro

Asia Progress Executive Limited; Hong Kong; On-site; HKD 391,000 - 502,000; Full time

Job summary

Asia Progress Executive Limited is hiring for Regulatory Compliance (Associate/AVP) at an asset management firm in Hong Kong. The role focuses on control room and asset management regulatory compliance, reporting to the Deputy Head of Legal and Compliance.

Responsibilities include advising on compliance, fund setup, policy development, training, and regulator liaison. Requirements are a degree in business, accounting or law, 4+ years in control room/asset management regulatory compliance, and

Qualifications

• Degree holder in business, accounting, law or other related discipline.
• At least 4 years working experience in control room & asset management & regulatory compliance area.
• Familiar with the relevant SFC regulations.
• Experience dealing with regulators inspections and enquiries is a plus.

Responsibilities

• Advising compliance related for control room & asset management & regulatory compliance area.
• Handling compliance tasks for fund set up and support control room business.
• Assist in establish compliance related policies and procedures
• Conduct compliance related training for business
• Communicate with and handle enquiries from regulators

Skills

Mandarin

English

Cantonese

Education

Bachelor's degree in business, accounting, law or related discipline

Job description

Asia Progress Executive Limited is hiring for Regulatory Compliance (Associate/AVP) at an asset management firm in Hong Kong. The role focuses on control room and asset management regulatory compliance, reporting to the Deputy Head of Legal and Compliance.

Responsibilities include advising on compliance, fund setup, policy development, training, and regulator liaison. Requirements are a degree in business, accounting or law, 4+ years in control room/asset management regulatory compliance, and