APAC Compliance Associate — Hong Kong

Ares Management Corporation

Hong Kong

On-site

HKD 450,000 - 650,000

Full time

10 days ago
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Job summary

Ares Management Corporation's APAC Compliance team in Hong Kong seeks an Associate to support day-to-day regulatory and compliance activities in Hong Kong. You will work closely with global and regional teams to manage licensing, CPT, and ongoing monitoring, while delivering timely regulatory filings and reports.

Ideal candidates have at least 2 years of compliance experience in a regulated financial institution, a solid understanding of HK and APAC regulatory requirements, and strong

Qualifications

  • Bachelor’s degree in law or related field; JD or higher is a plus.
  • Minimum 2 years of compliance experience in a regulated financial institution.
  • Strong understanding of HK regulatory framework for investment advisory and asset management.
  • Knowledge of US/APAC regulatory requirements is advantageous.
  • Strong attention to detail, ownership, and ability to work independently.

Responsibilities

  • Support HK compliance programme including licensing matters, CPT, and personal account dealing.
  • Run recurring control functions and develop trackers/reports for compliance monitoring.
  • Prepare regulatory filings and annual returns, and coordinate regulatory surveys.
  • Track regulatory developments and enforcement actions relevant to Ares.
  • Coordinate general compliance matters in North Asia ex Japan; assist with ad-hoc initiatives.
  • Collaborate with global/regional teams and business stakeholders.

Skills

Self-motivated
Detail-oriented
Ownership
Interpersonal skills
Decision making
Collaborative
Time zone coordination
Process management
English proficiency

Education

Bachelor’s Degree
Juris Doctor (JD)
Advanced degree

Job description

Ares Management Corporation's APAC Compliance team in Hong Kong seeks an Associate to support day-to-day regulatory and compliance activities in Hong Kong. You will work closely with global and regional teams to manage licensing, CPT, and ongoing monitoring, while delivering timely regulatory filings and reports.

Ideal candidates have at least 2 years of compliance experience in a regulated financial institution, a solid understanding of HK and APAC regulatory requirements, and strong

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