Associate Director, Compliance (Asset Management, HK)

Aptitude Asia Limited; Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Aptitude Asia Limited in Hong Kong seeks an Associate Director, Compliance Services to lead day-to-day regulatory operations for a diverse portfolio of licensed entities, including fund managers, brokers, and payment providers. You will provide expert guidance on licensing matters and regulatory inquiries.

The ideal candidate has at least five years of regulatory compliance experience, deep SFC knowledge, and a collaborative, proactive approach to building compliant policies for asset management

Qualifications

• Minimum 5 years of regulatory compliance experience.
• Deep understanding of SFC regulations.
• Experience building policies for asset management.

Responsibilities

• Manage day-to-day compliance operations for licensed entities.
• Provide guidance on licensing and regulatory inquiries.
• Manage compliance projects ensuring timely, compliant delivery.
• Serve as SME on regulations governing Hong Kong financial institutions.
• Participate in business development meetings to share knowledge.

Skills

Regulatory compliance

SFC regulations

Communication skills

Team collaboration

Job description

Aptitude Asia Limited in Hong Kong seeks an Associate Director, Compliance Services to lead day-to-day regulatory operations for a diverse portfolio of licensed entities, including fund managers, brokers, and payment providers. You will provide expert guidance on licensing matters and regulatory inquiries.

The ideal candidate has at least five years of regulatory compliance experience, deep SFC knowledge, and a collaborative, proactive approach to building compliant policies for asset management