Asset Management Operations VP - Trade, NAV & Compliance

Green Lake Executive Search Co. Limited; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Green Lake Executive Search Co. Limited is seeking an experienced Fund Operations, Asset Management Associate-VP for our Hong Kong client.

You will process daily trades across Fixed Income, Futures, and REPOs, verify confirmations, and coordinate settlements with Front Office and custodians. The role also covers NAV reconciliation, cash transfers, and ongoing control improvements to meet regulatory standards.

Qualifications

• Bachelor's degree in IT, Finance, Economics, or related field.
• 4+ years asset management experience.
• SFC Type 9 license qualification.
• Advanced Excel with macros and data analysis.
• Familiar with AI-enabled automation and data-driven decisions.
• Proactive, self-motivated with willingness to take on more responsibilities.
• Fluent in Mandarin, English, and Cantonese.

Responsibilities

• Process daily trades across Fixed Income, Futures, and REPOs; prepare trade summaries.
• Verify confirmations and liaise with Front Office and counterparties to resolve settlement issues.
• Reconcile daily cash, securities, and fund NAV with custodians; resolve breaks promptly.
• Facilitate daily cash transfers between onshore custodians and client accounts.
• Review procedures to ensure compliance with internal policies and regulatory requirements.
• Identify and implement process improvements to enhance efficiency and controls.
• Support audits and prepare monthly regulatory reports.
• Conduct onboarding, periodic KYC reviews, and FATCA/CRS reporting per Group policy and SFC AML guidelines.
• Assist with portfolio setup/closure, system UAT, and ad-hoc projects.

Skills

Excel advanced

AI tools experience

Mandarin

English

Cantonese

Education

Bachelor's degree

Tools

SFC Type 9 license

Job description

Green Lake Executive Search Co. Limited is seeking an experienced Fund Operations, Asset Management Associate-VP for our Hong Kong client.

You will process daily trades across Fixed Income, Futures, and REPOs, verify confirmations, and coordinate settlements with Front Office and custodians. The role also covers NAV reconciliation, cash transfers, and ongoing control improvements to meet regulatory standards.