APAC Senior Risk & Compliance Officer

Alter Domus; Hong Kong Island; On-site; HKD 550,000 - 850,000; Full time

Benefits offered by this job

ACCA study leave

Birthday leave

Mentoring

Employee Share Plan

24/7 Employee Assistance Program

Learning & development via Alter Domus

Job summary

Alter Domus Hong Kong seeks a Senior Risk & Compliance Officer to support APAC risk & compliance and manage Hong Kong regulated entities, ensuring adherence to regulatory requirements and internal policies.

Responsibilities include acting as Compliance Officer and MLRO, providing regulatory guidance, conducting risk monitoring, reporting to Senior Management, and coordinating audits across Asia Pacific.

Qualifications

• Bachelor's degree in Law, Finance, Compliance, Risk Management or related field.
• Professional certification in Compliance, Accounting or Finance is a plus.
• 2–4 years in Fund Services and/or Corporate Services within APAC financial services.

Responsibilities

• Named Roles: Act as the Compliance Officer and Money Laundering Reporting Officer for Alter Domus Hong Kong Limited and Alter Domus Credit Administration Hong Kong Limited.
• Compliance Advisory: Provide guidance on local regulatory requirements and risk/policy procedures to internal and external stakeholders.
• AML Escalations: Validate money laundering cases and compile Suspicious Transaction Reports as required.
• Horizon Scanning: Track new regulations and prepare periodic regulatory development reports for Senior Management.
• Compliance Monitoring: Conduct regulatory control testing and monitor remediation across APAC.
• Regulatory Engagement Support: Assist regulators with requests, questionnaires and audits.
• Operational Risk Management: Support risk strategy and oversee regulatory/operational risk in APAC.
• Additional Tasks: Undertake other relevant tasks to support risk and compliance functions.

Skills

Analytical skills

Problem solving

Communication skills

English and Chinese proficiency

Team collaboration

Attention to detail

Education

Bachelor's in Law, Finance, Compliance, Risk Management, or related field

Job description

Alter Domus Hong Kong seeks a Senior Risk & Compliance Officer to support APAC risk & compliance and manage Hong Kong regulated entities, ensuring adherence to regulatory requirements and internal policies.

Responsibilities include acting as Compliance Officer and MLRO, providing regulatory guidance, conducting risk monitoring, reporting to Senior Management, and coordinating audits across Asia Pacific.