Senior Compliance Officer

Alter Domus; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Benefits offered by this job

ACCA study support

Study leave

Flexible arrangements

Generous holidays

Mentoring

Employee Share Plan

Local benefits

Job summary

Alter Domus is seeking a Senior Risk & Compliance Officer to support APAC risk and compliance for HK regulated entities. You will oversee regulatory adherence, advise on Financial Crime, data protection, BCP, and IT security, and manage AML escalations.

Your profile includes a law/finance/compliance background with 2–4 years of relevant experience, English and Chinese proficiency, and strong analytical and communication skills. The role offers hybrid work arrangements and global benefits.

Qualifications

• Bachelor’s degree in Law, Finance, Compliance, Risk Management or related field.
• 2–4 years of relevant experience in Fund Services and/or Corporate Services within APAC financial services.
• Basic understanding of the Alternative Investment Fund (AIF) sector, including Private Equity, Real Assets, and Debt funds.
• Strong analytical, problem-solving and communication skills; ability to work across jurisdictions.

Responsibilities

• Act as Compliance Officer and Money Laundering Reporting Officer for Alter Domus Hong Kong Limited and Alter Domus Credit Administration Hong Kong Limited.
• Provide guidance on local regulatory requirements and risk and compliance policies.
• Collaborate with technical and operational teams on topics such as Financial Crime, Personal Data Protection, BCP and IT security.
• Monitor regulatory changes, draft notifications and report developments to Senior Management.
• Execute regulatory compliance control testing and communicate results and deficiencies.

Skills

English

Chinese

Analytical skills

Communication skills

Team collaboration

Education

Bachelor's degree in related field

Professional certifications (CAMS, CAIA, CFE, CA)

Job description

ABOUT US:

As a world leading provider of integrated solutions for the alternative investment industry, Alter Domus (meaning “The Other House” in Latin) is proud to be home to 90% of the top 30 asset managers in the private markets, and more than 6,000 professionals across 24 jurisdictions.

With a deep understanding of what it takes to succeed in alternatives, we believe in being different - in what we do, in how we work and most importantly in how we enable and develop our people. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.

Find out more about life at Alter Domus at careers.alterdomus.com

Your responsibilities

As a Senior Risk & Compliance Officer, you will play a key role in supporting the APAC Risk & Compliance team and management of the Hong Kong regulated entities in ensuring adherence to regulatory requirements and internal policies. Key responsibilities will include:

• Named Roles: Act as the Compliance Officer and Money Laundering Reporting Officer for Alter Domus Hong Kong Limited and Alter Domus Credit Administration Hong Kong Limited.
• Compliance Advisory: Provide guidance on local regulatory requirements and risk and compliance policies and procedures to both internal and external stakeholders. Collaborate with technical and operational teams on topics such as Financial Crime, Personal Data Protection, BCP requirements and IT security.
• AML Escalations: Validate instances of reported money laundering and other financial crime. Compile and submit Suspicious Transaction Report as per local regulatory requirements.
• Horizon Scanning: Keep track of new regulations, draft regulatory change notifications, oversee their implementation and prepare periodic reports on regulatory development for Senior Management.
• Compliance Monitoring: Execute regulatory compliance control testing, assess compliance risk, communicate results and deficiencies, monitor mitigation measures implementation.
• Regulatory Engagement Support: Support Regulatory Affairs with any contact or request from regulators including requests for information, questionnaires and/or regulatory audits.
• Operational Risk Management: Support the delivery of the operational risk strategy and oversee the identification, assessment and mitigation of regulatory and operational risk within the Asia Pacific region.

• Additional Tasks: Undertake any other relevant tasks assigned to support the overall risk and compliance function within the Asia Pacific team.

Your profile

• You hold a bachelor’s in Law, Finance, Compliance, Risk Management, or a related field. A professional certification in Compliance, Accounting, or Finance a plus (CAMS, CAIA, CFE, Certified/Chartered Accountant...).
• You have 2–4 years of relevant experience in Fund Services and/or Corporate Services, gained through a compliance, internal audit, or regulatory advisory role within the APAC financial services environment. Experience within an Audit & Consulting firm in Asia is a plus.
• You have basic understanding of the Alternative Investment Fund (AIF) sector, including Private Equity, Real Assets, and Debt funds.
• You demonstrate good analytical, problem-solving and communication skills, with the ability to work collaboratively across teams in multiple jurisdictions.
• You are proficient in English and Chinese, both written and verbal. Any other language skills from countries where AD operates is an asset.
• You are highly organized with strong attention to detail and a proactive approach to resolving discrepancies.
• You are a team player with a willingness to learn, contribute and develop within a dynamic, cross-border Risk and Compliance environment.
• Experience with compliance monitoring tools, workflow systems, automation or AI-enabled solutions is an ad advantage.

WHAT WE OFFER

We are committed to supporting your development, advancing your career, and providing benefits that matter to you.

Our industry-leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning.

Our global benefits also include:

• Support for professional accreditations such as ACCA and study leave
• Flexible arrangements, generous holidays, plus an additional day off for your birthday!
• Continuous mentoring along your career progression
• Active sports, events and social committees across our offices
• 24/7 support available from our Employee Assistance Program
• The opportunity to invest in our growth and success through our Employee Share Plan
• Plus additional local benefits depending on your location

Alter Domus is an Equal Opportunity Employer: Equity Statement All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, or protected veteran status.

Alter Domus Privacy notice can be reviewed via Alter Domus webpage: https://alterdomus.com/privacy-notice/

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