APAC Regulatory Compliance VP

PIMCO

Hong Kong

On-site

HKD 1,200,000 - 2,200,000

Full time

14 days+
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Job summary

PIMCO in Hong Kong seeks a Regulatory Compliance Vice President to support the firm's regulatory program and compliance matters for Hong Kong with regional coverage in North Asia. You will lead monitoring, licensing, KYC/AML, audits, policy implementations, and liaison with regulators; manage staff trading reviews and marketing materials.

The role requires senior experience, bilingual English/Chinese, and an autonomous, proactive approach in a fast-paced environment.

Qualifications

  • 10–15 years working experience in compliance and/or audit in financial services with exposure to asset management.
  • Degree qualified in finance/accounting/law.
  • Strong communication skills including bilingual English and Chinese (spoken and written preferable).
  • Confident, self-motivated, resourceful and able to take initiative and work autonomously.
  • Ability to work under pressure with good organization and time management skills.

Responsibilities

  • Assist in managing and administering the firm’s compliance programme across HK and North Asia.
  • Provide regional coordination for North Asia compliance projects.
  • Support regulatory and investment compliance teams in APAC on policies and regulatory implementations.

Skills

Compliance & Audit
Asset Management Exposure
Regulatory Knowledge
Bilingual English/Chinese
Strong Communication
Autonomous Workstyle

Education

Finance/Accounting/Law degree

Job description

PIMCO in Hong Kong seeks a Regulatory Compliance Vice President to support the firm's regulatory program and compliance matters for Hong Kong with regional coverage in North Asia. You will lead monitoring, licensing, KYC/AML, audits, policy implementations, and liaison with regulators; manage staff trading reviews and marketing materials.

The role requires senior experience, bilingual English/Chinese, and an autonomous, proactive approach in a fast-paced environment.

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