APAC IBCM Compliance VP - Regulatory Strategy & Advisory

Deutsche Bank AG, Hong Kong Branch; Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Benefits offered by this job

Flexible working

Coaching & support

Learning & development

Flexible benefits

Training programs

Job summary

Deutsche Bank AG, Hong Kong Branch seeks a VP for IBCM Compliance APAC to support regulatory assessments and drive strategic compliance initiatives across Asia Pacific. Based in Hong Kong, you will interact with business heads, regional teams, and regulators to protect the Bank’s licenses and promote a culture of compliance.

You will act as a trusted advisor on regulatory matters, participate in cross-border programs, and leverage AI tools to enhance productivity while maintaining sound

Qualifications

• University graduate; professional compliance qualifications (CAMS, CFA, LLM) are an advantage.
• Minimum 8 years of banking experience with significant exposure to Debt and Equity Capital Markets across Asia Pacific.
• Deep knowledge in a Business Line Compliance or a regulatory body in ECM; knowledge in Equities and Research is an advantage.

Responsibilities

• Independently provide compliance and regulatory advice to IBCM on transactions, new product approvals, and day-to-day matters; escalate to regional Head of IBCM APAC & MEA as needed.
• Evaluate compliance with rules/regulations; identify emerging risks; assess regulatory changes; design and implement control mechanisms to protect the Bank's reputation.
• Own regulatory assessments of business processes, new initiatives, and product/transaction approvals; design policies, procedures, and controls.
• Partner with senior management to manage regulatory and reputational risks and provide strategic guidance.

Skills

Regulatory compliance

Stakeholder management

Communication

Autonomous working

AI tools usage

Education

Bachelor's degree

CAMS

CFA

LLM

Tools

AI tools

Job description

Deutsche Bank AG, Hong Kong Branch seeks a VP for IBCM Compliance APAC to support regulatory assessments and drive strategic compliance initiatives across Asia Pacific. Based in Hong Kong, you will interact with business heads, regional teams, and regulators to protect the Bank’s licenses and promote a culture of compliance.

You will act as a trusted advisor on regulatory matters, participate in cross-border programs, and leverage AI tools to enhance productivity while maintaining sound