APAC Compliance Analyst - Trading & Regulatory Reporting

Rutherford Search

Hong Kong

On-site

HKD 420,000 - 650,000

Full time

14 days+
Application generator

A complete application in a minute — tailored resume and cover letter, ready to send.

Get past ATS filters

Job summary

A leading algorithmic trading firm is seeking a Compliance Analyst to monitor compliance with APAC regulations. The role involves daily checks, review of trading activity for market abuse detection, and preparation of regulatory submissions. Candidates should have 1–3 years of compliance experience, excellent communication skills, and preferably knowledge of the APAC regulatory environment. This position offers a unique opportunity to collaborate closely with various business lines and contribute to compliance projects.

Qualifications

  • 1–3 years’ experience in compliance, risk or regulatory support, preferably with exposure to proprietary trading.
  • Knowledge of APAC regulatory frameworks is preferred.
  • Excellent written and verbal communication skills.

Responsibilities

  • Perform daily compliance checks and assist with control activities across trading desks.
  • Review trading activity and communications to help detect potential market abuse.
  • Support the preparation and submission of regulatory filings.

Skills

Compliance monitoring
Regulatory support
Communication skills

Job description

A leading algorithmic trading firm is seeking a Compliance Analyst to monitor compliance with APAC regulations. The role involves daily checks, review of trading activity for market abuse detection, and preparation of regulatory submissions. Candidates should have 1–3 years of compliance experience, excellent communication skills, and preferably knowledge of the APAC regulatory environment. This position offers a unique opportunity to collaborate closely with various business lines and contribute to compliance projects.
Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Compliance Analyst
Compliance Analyst

Rutherford Search • Hong Kong Island

On-site
HKD 420,000 - 650,000
APAC Compliance Lead: Data, DR&A & Trading
APAC Compliance Lead: Data, DR&A & Trading

Leadingnation • Hong Kong

On-site
HKD 1,200,000 - 1,800,000
APAC Compliance Lead: Data, Research & Trading
APAC Compliance Lead: Data, Research & Trading

Bloomberg L P • Hong Kong

On-site
HKD 1,000,000 - 1,600,000
Senior APAC Trade Surveillance Lead
Senior APAC Trade Surveillance Lead

ittihad medical centre • Hong Kong

On-site
HKD 900,000 - 1,200,000
APAC Trading Ops Specialist: Trade Lifecycle & Controls
APAC Trading Ops Specialist: Trade Lifecycle & Controls

Leadingnation • Hong Kong

On-site
HKD 600,000 - 800,000
Competitive compensation and benefits package
Trading Compliance Advisor – APAC Risk & Markets
Trading Compliance Advisor – APAC Risk & Markets

Susquehanna International Group • Hong Kong

On-site
HKD 600,000 - 900,000
Private healthcare
Lunch allowance
Employee Assistance Program
+3
Compliance Advisor – Hedge Fund/ Quant Trading
Compliance Advisor – Hedge Fund/ Quant Trading

Ashford Benjamin • Hong Kong

On-site
HKD 800,000 - 1,200,000
Senior APAC Equities Compliance Advisor
Senior APAC Equities Compliance Advisor

Ashford Benjamin • Hong Kong

On-site
HKD 650,000 - 900,000
Restaurant d'entreprise
APAC Compliance & Growth Lead
APAC Compliance & Growth Lead

PassFort • Hong Kong

On-site
HKD 900,000 - 1,300,000
APAC Trade Surveillance Lead
APAC Trade Surveillance Lead

IMC B.V. • Hong Kong

On-site
HKD 900,000 - 1,300,000