APAC Data & Analytics Compliance Leader

London Stock Exchange Group; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Benefits offered by this job

Healthcare

Retirement planning

Paid volunteering days

Wellbeing initiatives

Job summary

London Stock Exchange Group is seeking a Manager, D&A Compliance – APAC to lead the compliance framework across Asia-Pacific. The role partners with senior management to guide regulatory strategy, licensing and policy development, ensuring adherence to HK SFC and other APAC regulators.

You will coordinate regulatory projects, monitor controls, and provide advisory support while working with global teams on cross-jurisdictional initiatives.

Qualifications

• At least 5 years of experience in a financial infrastructure or financial services firm with compliance program delivery.
• Experience across Business, Compliance, Risk, Consulting or Regulator roles in financial services.
• Strong understanding of APAC regulatory requirements and product knowledge.
• Proven knowledge of HK SFC Broker-Dealer regulations and related themes.
• Familiarity with asset classes: FX, fixed income, commodities, and derivatives.

Responsibilities

• Regulatory relationships and reporting: support regulators across APAC with ad-hoc notifications, correspondence and filings.
• Maintain and ensure licensing obligations within APAC are met.
• Sign off on marketing and financial promotion materials for regulatory compliance.
• Support regulatory change projects and embed changes in the business.
• Governance, MI and reporting to senior management and committees.

Skills

Compliance experience

Regulatory knowledge

HK SFC rules

Financial markets

Risk & governance

Tools

MS Office

HK SFC WINGS Portal

Job description

London Stock Exchange Group is seeking a Manager, D&A Compliance – APAC to lead the compliance framework across Asia-Pacific. The role partners with senior management to guide regulatory strategy, licensing and policy development, ensuring adherence to HK SFC and other APAC regulators.

You will coordinate regulatory projects, monitor controls, and provide advisory support while working with global teams on cross-jurisdictional initiatives.