Control Room & APAC Compliance Lead | Trading Analytics

Ashford Benjamin

Hong Kong

On-site

HKD 520,000 - 980,000

Full time

6 days ago
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Job summary

Ashford Benjamin is partnering with a top tier trading platform in Hong Kong to hire a Control Room Specialist. You will handle control room operations, regulatory reporting for the APAC region, and coordinate wall-crossing events involving MNPI.

The role requires strong compliance experience in control room functions, and proficiency with Python, SQL, and data visualization tools to analyze large datasets and support surveillance and reporting.

Qualifications

  • Strong regulatory compliance experience in a control room role.
  • Experience handling large datasets and data tools (Python, SQL).
  • Familiarity with global regulatory frameworks and information barriers.

Responsibilities

  • Oversee control room operations and regulatory reporting for the APAC region.
  • Coordinate and manage wall-crossing events involving MNPI.
  • Maintain accurate records and liaise with global teams on control room framework.
  • Oversee global short-sale bans and restricted list compliance.
  • Review trade and communication data; develop surveillance triggers.

Skills

Regulatory compliance
Data analysis
Wall-crossing coordination

Tools

Python
SQL
Tableau
Power BI

Job description

Ashford Benjamin is partnering with a top tier trading platform in Hong Kong to hire a Control Room Specialist. You will handle control room operations, regulatory reporting for the APAC region, and coordinate wall-crossing events involving MNPI.

The role requires strong compliance experience in control room functions, and proficiency with Python, SQL, and data visualization tools to analyze large datasets and support surveillance and reporting.

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