As a part of the Regulatory & Reporting team in the APAC Testing Centre of Excellence (TCoE), you will play a pivotal role in managing regulatory interactions, governance, and reporting for the Asia-Pacific region. This position offers exposure to multiple business lines and stakeholders, fostering best practices and continuous improvement towards the testing center of excellence. You will thrive in a multicultural environment and contribute to strategic initiatives that advance the Firm’s risk and control framework.
Job Responsibilities
- Serve as the primary contact for regulatory examinations, audits, and reviews across APAC
- Coordinate interactions between regulators, auditors, and internal stakeholders
- Manage regulatory meetings and document submissions for TCoE
- Track and manage regulatory and audit requests, responses, and commitments
- Monitor, document, and report on exam findings and action plans
- Produce metrics and reports for APAC entities, aligned with global TCoE standards
- Prepare and deliver status updates and escalation reports to senior managementEscalate issues impacting APAC to relevant stakeholders
- Facilitate communication with business units, control functions, and senior management
- Build and maintain relationships with stakeholders across countries and business lines
- Identify and implement process improvements and contribute to transformation initiatives
Required Qualifications, Capabilities, and Skills
- Business proficiency in Mandarin (speaking, reading, writing)
- Advanced data analytics and reporting skills (at minimum Tableau, Alteryx, SQL, Microsoft 365 Office Suite. Proficiency in other tools is a plus)
- Excellent analytical and problem-solving abilities
- Strong communication and interpersonal skills
- Organizational skills to manage multiple priorities and deadlines
- Ability to work independently and collaboratively in a fast-paced environment
- Adaptability to changing priorities and ability to deliver under pressure
- Logical thinking and a mindset for process enhancement
Preferred Qualifications, Capabilities, and Skills
- Experience in regulatory management or audit coordination
- Knowledge of APAC regulatory landscape
- Familiarity with risk management and control frameworks
- Exposure to multicultural environments and diverse business lines
- Experience with process improvement initiatives
- Ability to foster stakeholder connectivity across regions
- Prior experience in financial services or compliance roles