Vice President, Research Compliance & Risk Advisory

JPMorgan Chase & Co.; Greater London; Sur place; GBP 120 000 - 180 000; Plein temps

Résumé du poste

JPMorgan Chase & Co. in the United Kingdom seeks a Research Compliance Officer (Vice President) to provide compliance guidance to the Global Research team across EMEA, partnering with Investment Banking, Capital Markets, Markets, and Control Room Compliance.

You will assess regulatory obligations, develop pragmatic solutions, and drive consistent standards and practices to protect the firm, clients, and communities while supporting research independence and information barriers.

Qualifications

• Compliance experience within an investment bank.
• Strong understanding of rules, regulations and industry practices for Research and information barriers.
• Excellent written and oral communication; credible with business partners.
• Strong analytical and problem-solving abilities.
• Proactive, results-driven, adaptable to change and able to handle challenging assignments.
• Capable of working both in a team and independently.
• Highly organized with ability to manage multiple complex tasks under deadlines.

Responsabilités

• Provide day-to-day Compliance advisory services to Global Research across Equity, Credit, FI and Economics Research.
• Create and maintain policies to support regulatory obligations and deliver training on relevant policies.
• Advise on regulatory obligations and evaluate business processes, systems, and controls for compliance.
• Assist in Compliance Risk Assessments and review results with senior management.
• Identify issues and escalate appropriately; support monitoring activities for Global Research.
• Collaborate with business and control functions to respond to regulatory examinations, audits and inquiries.
• Manage projects within Global Research Compliance and coordinate with other regions on regulatory policies.

Connaissances

Compliance advisory

Regulatory knowledge

Communication skills

Analytical thinking

Proactive mindset

Teamwork and independence

Organization/detail orientation

Description du poste

JPMorgan Chase & Co. in the United Kingdom seeks a Research Compliance Officer (Vice President) to provide compliance guidance to the Global Research team across EMEA, partnering with Investment Banking, Capital Markets, Markets, and Control Room Compliance.

You will assess regulatory obligations, develop pragmatic solutions, and drive consistent standards and practices to protect the firm, clients, and communities while supporting research independence and information barriers.